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OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today
released new enforcement actions taken against national banks and individuals
currently and formerly affiliated with national banks.
Copies of the final actions are available for download by viewing the searchable
database of all public enforcement actions taken since August 1989 at
http://apps.occ.gov/EnforcementActions/.
You may also submit a request electronically to obtain copies through the OCC's
online FOIA site, https://appsec.occ.gov/publicaccesslink/.
Fax requests should be sent to (202) 874-5274. You can also obtain copies by
writing to the Comptroller of the Currency, Communications Division, Mail Stop
2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement
action number.
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Cease and Desist Orders
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No.
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Name/Bank/City
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Date
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California
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2009-136
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Excel National
Bank, Beverly Hills
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9/15/2009
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Florida
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2009-137
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Pacific
National Bank, Miami
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9/29/2009
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Georgia
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2009-138
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Peoples
Community National Bank, Bremen
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9/15/2009
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2009-139
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First National
Bank, Savannah
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9/28/2009
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Michigan
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2009-140
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First National
Bank in Howell, Howell
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9/24/2009
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Washington
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2009-141
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Prime Pacific
Bank, National Association, Lynnwood
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8/31/2009
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Civil Money Penalty Orders
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No.
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Name/Bank/City
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Date
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Colorado
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2009-142
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Joseph M.
Bohnen, The First National Bank of Stratton, Stratton
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9/17/2009
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2009-143
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Robert Downey,
The First National Bank of Stratton, Stratton
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9/17/2009
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2009-144
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Timothy S.
Morgan, The First National Bank of Stratton, Stratton
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9/17/2009
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2009-145
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Robert Todd,
The First National Bank of Stratton, Stratton
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9/17/2009
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Georgia
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2009-146
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Mark E. Fox,
Albany Bank & Trust, National Association, Albany
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9/10/2009
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Minnesota
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2009-147
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Scott R.
Fjellman, Marshall Bank, National Association, Hallock
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8/28/2009
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North Carolina
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2009-148
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Loren F.
Hamlin, Bank of America,
National Association, Charlotte
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9/10/2009
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Ohio
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2009-149
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National City
Bank, Cleveland
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9/10/2009
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Formal Agreements
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No.
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Name/Bank/City
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Date
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California
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2009-150
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National Bank
of California, Los Angeles
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8/31/2009
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Florida
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2009-151
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Cbc National Bank,
Fernandina Beach
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8/26/2009
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2009-152
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Executive
National Bank, Miami
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9/8/2009
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Georgia
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2009-153
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The First
National Bank of Chatsworth, Chatsworth
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9/17/2009
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Iowa
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2009-154
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American Bank
and Trust Company, National Association, Davenport
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8/17/2009
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Kansas
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2009-155
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Central
National Bank, Junction City
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9/17/2009
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Texas
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2009-156
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Inter National
Bank, McAllen
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9/21/2009
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Wisconsin
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2009-157
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First National
Community Bank, New Richmond
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8/25/2009
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Personal
Cease and Desist Orders
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No.
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Name/Bank/City
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Date
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Colorado
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2009-145
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Robert Todd,
The First National Bank of Stratton, Stratton
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9/17/2009
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Georgia
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2009-146
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Mark E. Fox,
Albany Bank & Trust, National Association, Albany
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9/10/2009
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Removal / Prohibition Orders
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No.
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Name/Bank/City
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Date
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California
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2009-158
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Melissa
Kelsay, City National Bank, Los
Angeles
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8/20/2009
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Connecticut
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2009-159
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Rebecca L.
Radcliffe, The Citizens National Bank, Putnam
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9/15/2009
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Nevada
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2009-160
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Camille L.
Polk, First National Bank of Nevada, Reno
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9/1/2009
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North Carolina
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2009-148
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Loren F.
Hamlin, Bank of America,
National Association, Charlotte
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9/10/2009
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Ohio
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2009-161
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Valarie L.
Butcher, JPMorgan Chase Bank, National Association, Columbus
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9/8/2009
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South Dakota
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2009-162
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Jessica A.
White, Wells Fargo Bank, National Association, Sioux Falls
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9/10/2009
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Terminations
of Existing Enforcement Actions
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No.
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Type/Bank/City/Old
EA#
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Date
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California
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2009-163
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FA, Rabobank, National Association, El Centro (EA#
2008-003)
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9/11/2009
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Florida
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2009-164
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FA, Pacific National Bank, Miami (EA#
2009-039)
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9/29/2009
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Pennsylvania
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2009-165
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FA, Community First Bank, National
Association, Reynoldsville (EA# 2004-158)
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8/11/2009
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# # #
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