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Rescinded Advisory Letters

Number Date Title Comment
AL 2004-8 06/18/2004 Servicemembers Civil Relief Act Replaced2 by OCC Bulletin 2008-30
AL 2004-7 06/04/2004 Bank Secrecy Act/Anti-Money Laundering: Guidance on Money Services Business Customers Replaced2 by OCC Bulletin 2005-19
AL 2004-3 04/23/2004 U.S. Department of Treasury FinCEN Advisories 29W and 30W Transmittal4
AL 2004-1 01/23/2004 Legal Lending Limits: Non-conforming Loans Due to Collateral Shortfalls Outdated1
AL 2003-9 10/28/2003 Independent Appraisal and Evaluation Functions Replaced2 by OCC Bulletin 2010-42
AL 2003-7 08/08/2003 Guidelines for Real Estate Lending Policies Replaced2 by OCC Bulletin 2013-19
AL 2003-6 07/29/2003 U.S. Department of Treasury FinCEN Advisory 27W Transmittal4
AL 2003-5 06/24/2003 U.S. Department of Treasury FinCEN Advisory 2W Transmittal4
AL 2003-4 05/16/2003 U.S. Department of Treasury FinCEN Advisories 16W and 31W Transmittal4
AL 2002-11 12/20/2002 Lapse in Flood Insurance Authority Replaced2 by OCC Bulletin 2010-20
AL 2002-10 12/09/2002 U.S. Department of Treasury FinCEN Advisories 20A, 22A, and 25A Transmittal4
AL 2002-7 10/10/2002 U.S. Department of Treasury FinCEN Advisories 17A, 18A, and 26A Transmittal4
AL 2002-5 06/06/2002 U.S. Department of Treasury FinCEN Advisories 28 through 32 Transmittal4
AL 2002-4 05/16/2002 Financial Action Task Force Guidance for Financial Institutions in Detecting Terrorist Financing Transmittal4
AL 2002-2 02/27/2002 U.S. Department of Treasury FinCEN Advisories 11A and 21A Transmittal4
AL 2001-12 12/19/2001 USA PATRIOT Act–Anti-money-laundering Provisions Transmittal4 - See FFIEC BSA/AML Examination Manual
AL 2001-11 10/30/2001 SEC Action Against Robert L. Bentley, Entrust Group, and Bentley Financial Services, Inc. Outdated1
AL 2001-9 09/07/2001 Electronic Fund Transfer Act–Investigations of Unauthorized Transactions Replaced2 by Comptroller's Handbook – Electronic Fund Transfer Act
AL 2001-7 07/25/2001 U.S. Department of Treasury FinCEN Advisories 13A, 14A, 19A, 23A Transmittal4
AL 2001-5 05/11/2001 Brokered and Rate-Sensitive Deposits Incorporated3 into Comptroller's Handbook - Liquidity
AL 2001-3 01/29/2001 Internet-Initiated ACH Debits/ACH Risks Replaced2 by National Automated Clearing House Association (NACHA) Operating Rules
AL 2001-2 01/22/2001 Privacy Preparedness Outdated1
AL 2000-12 11/28/2000 Risk Management of Outsourcing Technology Services Replaced2 by FFIEC Outsourcing Technology Services booklet
AL 2000-9 08/29/2000 Third-Party Risk Replaced2 by OCC Bulletin 2013-29
AL 2000-8 08/09/2000 U.S. Department of Treasury FinCEN Advisories 13 through 27 Transmittal4
AL 2000-6 07/23/2000 Audit and Internal Controls Replaced2 by Comptroller's Handbook – Internal and External Audits
AL 2000-5 05/31/2000 Real Estate Settlement Procedures Act (RESPA) Q&A on the HUD-1 Settlement Statement Transmittal4 - See Comptroller's Handbook – Real Estate Settlement Procedures
AL 2000-3 04/24/2000 Bank Secrecy Act Compliance Programs–Suspicious Activity Reporting Requirements Replaced2 by FFIEC BSA/AML Examination Manual
AL 2000-2 03/22/2000 Technology Risk Management Lessons from Year 2000 Project Outdated1
AL 2000-1 02/14/2000 Leap Year Day and Remaining Year 2000 Risks Outdated1
AL 1999-12 11/22/1999 Year 2000 Information Security Precautions Outdated1
AL 1999-11 10/28/1999 Year 2000 Letter to Service Providers and Software Vendors Outdated1
AL 1999-10 07/06/1999 Year 2000 Related Fraud Prevention Outdated1
AL 1999-9 06/14/1999 Gallup Survey on Y2K Outdated1
AL 1999-8 05/10/1999 Additional Year 2000 Guidance on Contingency Planning Outdated1
AL 1999-7 05/12/1999 Year 2000 Checklist for Customers Outdated1
AL 1999-6 05/04/1999 Guidance to National Banks on Web Site Privacy Replaced2 by OCC Bulletin 2003-41 (FFIEC E-Banking booklet)
AL 1999-5 05/04/1999 Year 2000 and Systems Integration Considerations in Corporate Application Decisions Outdated1
AL 1999-2 02/17/1999 Year 2000 Customer Communication Outline Outdated1
AL 1998-18 12/10/1998 Year 2000 Q&A Guidance Outdated1
AL 1998-17 12/08/1998 State CRA Laws Replaced2 by AL 1999-01
AL 1998-14 09/03/1998 Fiduciary Services and Year 2000 Readiness Outdated1
AL 1998-13 08/27/1998 Year 2000 Q&A Guidance Outdated1
AL 1998-9 07/15/1998 Access to Financing for Minority Small Businesses Replaced2 by AL 2003-8
AL 1998-8 07/08/1998 Year 2000 Examination Procedures Outdated1
AL 1998-7 05/19/1998 Year 2000 Guidance on Contingency Planning Outdated1
AL 1998-6 05/19/1998 Year 2000 Guidance on Customer Awareness Outdated1
AL 1998-5 04/10/1998 Year 2000 Guidance on Testing Outdated1
AL 1998-3 03/17/1998 Year 2000 Guidance on Customer Risk and Vendor Due Diligence Outdated1
AL 1998-1 01/20/1998 Year 2000 and System Integration Considerations in Corporate Application Decisions Replaced2 by AL 1999-05
AL 1997-10 12/17/1997 Year 2000 Business Risk Outdated1
AL 1997-8 08/06/1997 Allowance For Loan and Lease Losses Replaced2 by OCC 2001-37 and OCC 2006-47
AL 1997-6 05/16/1997 Year 2000 Issues and Examination Approach Outdated1
AL 1997-5 05/15/1997 Treasury's Large Position Record-Keeping and Reporting Rules Outdated1
AL 1997-4 04/17/1997 Treasury Inflation-Indexed Security Transmittal4
AL 1997-3 03/11/1997 Credit Underwriting Standards and Portfolio Credit Risk Management Replaced2 by Comptroller's Handbook -  Loan Portfolio Management
AL 1996-8 10/08/1996 Guidance to National Banks on Insurance and Annuity Sales Activities Replaced2 by Comptroller's Handbook - Insurance Activities
AL 1996-4 06/17/1996 Year 2000 Programming Code Risks Outdated1
AL 1996-3 04/18/1996 Fair Lending Pilot Testing Program Outdated1
AL 1995-6 11/07/1995 Reporting Suspicious Criminal Activity Replaced2 by OCC 96-19
AL 1995-5 08/10/1995 Federal Family Education Loan (FFEL) Student Loan Program Outdated1
AL 1995-4 07/18/1995 Bank Merger Competitive Analysis Review Screening Process Replaced2 by Comptroller's Licensing Manual - Business Combinations
AL 1995-3 05/18/1995 Bank Secrecy Act – Implications of Payable Through Accounts Replaced2 by FFIEC BSA/AML Examination Manual
AL 1995-1 02/08/1995 Interest Rate Risk Replaced2 by the Comptroller's Handbook - Interest Rate Risk

The reason each document is rescinded is noted as one of the following:

1 Outdated - The document is no longer needed. Any attachments to the document are rescinded only as they relate to national banks and FSAs.

2 Replaced - The document and any attachments are superseded by subsequent guidance.

3 Incorporated - The document conveyed interagency guidance that was incorporated into a Comptroller's Handbook booklet.

4 Transmittal - The document is a cover letter that merely conveyed another document. The rescission does not change the applicability of the conveyed document. To determine the applicability of the conveyed document, please refer to the original issuer of the document.