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NR 2006-135
Contact: OCC Public Affairs
(202) 874-5770

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC  20219.  Requests made by facsimile transmission should be sent to (202) 874-4448.  Please include the identifying enforcement action number when placing an order.  Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://apps.occ.gov/EnforcementActions .

 

Cease and Desist Orders
No.Name/Bank/CityDate
Ohio
2006-134Firstmerit Bank, National Association, Akron11/20/2006
West Virginia
2006-149Grant Thornton LLP (external auditor), The First National Bank of Keystone, Keystone12/7/2006
Civil Money Penalty Orders
No.Name/Bank/CityDate
Florida
2006-135Greenberg Traurig LLP, Hamilton Bank, National Association, Miami10/31/2006
2006-136Robert L. Grossman, Hamilton Bank, National Association, Miami11/7/2006
Illinois
2006-137James Fish, First National Bank in Homer, Homer11/8/2006
Indiana
2006-138Anne Mounts, The First National Bank of Fremont, Fremont11/2/2006
2006-139Neal Patterson, The First National Bank of Fremont, Fremont11/2/2006
Minnesota
2006-140Bradford S. Fornoff, The First National Bank of Brewster, Brewster11/6/2006
2006-141Bruce N. Kness, The First National Bank of Brewster, Brewster11/22/2006
2006-142Charles C. Moser, The First National Bank of Brewster, Brewster11/6/2006
2006-143Dennis A. Walker, The First National Bank of Brewster, Brewster11/27/2006
Nebraska
2006-144Donald D. Olson, The First National Bank of Utica, Utica11/2/2006
West Virginia
2006-149Grant Thornton LLP (external auditor), The First National Bank of Keystone, Keystone11/7/2006
Formal Agreements
No.Name/Bank/CityDate
Florida
2006-135Greenberg Traurig LLP, Hamilton Bank, National Association, Miami10/31/2006
2006-136Robert L. Grossman, Hamilton Bank, National Association, Miami11/7/2006
Ohio
2006-145The First National Bank of Bellevue, Bellevue10/26/2006
Personal Cease and Desist Orders
No.Name/Bank/CityDate
Indiana
2006-138Anne Mounts, The First National Bank of Fremont, Fremont11/2/2006
Minnesota
2006-140Bradford S. Fornoff, The First National Bank of Brewster, Brewster11/6/2006
Nebraska
2006-144Donald D. Olson, The First National Bank of Utica, Utica11/2/2006
Removal / Prohibition Orders
No.Name/Bank/CityDate
Indiana
2006-139Neal Patterson, The First National Bank of Fremont, Fremont11/2/2006
Nebraska
2006-144Donald D. Olson, The First National Bank of Utica, Utica11/2/2006
Ohio
2006-146Andrea Lynn Green, JPMorgan Chase Bank, National Association, Columbus11/8/2006
Restitution Orders
No.Name/Bank/CityDate
Ohio
2006-146Andrea Lynn Green, JPMorgan Chase Bank, National Association, Columbus11/8/2006
Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Kansas
2006-147FA, Western National Bank, Lenexa (EA# 2004-71)11/17/2006
Minnesota
2006-148FA, Peoples National Bank of Mora, Mora (EA# 2005-83)10/19/2006

For copies, please call (202) 874-5043.

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