Office of the Comptroller of the Currency - Ensuring a Safe and Sound Federal Banking System for All Americans Site Map | Text Size: S M L

NR 2006-80
Contact: OCC Public Affairs
(202) 874-5770

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and terminations of existing enforcement actions.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC  20219.  Requests made by facsimile transmission should be sent to (202) 874-4448.  Please include the identifying enforcement action number when placing an order.  Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://apps.occ.gov/EnforcementActions.

Civil Money Penalty Orders
No.Name/Bank/CityDate
Alabama
2006-59Judy R. Davis, First National Bank of Shelby County, Columbiana06/05/06
2006-60A. Duncan McFarlane, First National Bank of Shelby County, Columbiana06/29/06
2006-61Russell J. Rasco, First National Bank of Shelby County, Columbiana05/31/06
Arizona
2006-62Frank W. Busch, III, First National Bank of Arizona, Scottsdale06/21/06
2006-63R. Patrick Lamb, First National Bank of Arizona, Scottsdale06/21/06
Nevada
2006-62Frank W. Busch, III, First National Bank of Nevada, Reno06/21/06
2006-63R. Patrick Lamb, First National Bank of Nevada, Reno06/21/06
Tennessee
2006-64Eldon B. "Brac" Thoma III, First National Bank of Tullahoma, Tullahoma06/05/06

Removal/Prohibition Orders
No.Name/Bank/CityDate
Alabama
2006-59Judy R. Davis, First National Bank of Shelby County, Columbiana06/05/06
2006-61Russell J. Rasco, First National Bank of Shelby County, Columbiana05/31/06
Louisiana
2006-65Katherine S. Howard, Hibernia National Bank, New Orleans06/08/06
New York
2006-66Lance D. Mattingly, NBT Bank, National Association, Norwich06/08/06
Tennessee
2006-64Eldon B. "Brac" Thoma III, First National Bank of Tullahoma, Tullahoma06/05/06

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Arkansas
2006-67FORMAL AGREEMENT, The First National of Dewitt, Dewitt (EA# 2004-70)06/08/06
2006-68FORMAL AGREEMENT, First National Bank and Trust, Phillipsburg (EA# 2004-72)9/7/2006

For copies, please call (202) 874-5043.

# # #