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NR 2007-12
Contact: OCC Public Affairs
(202) 874-5770

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to:

Comptroller of the Currency, Public Information Room (1-5)
Washington, DC 20219

Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site.

Cease and Desist Orders
No.Name / Bank / CityDate
New York
2007-003United Bank For Africa PLC, New York01/18/2007
West Virginia
2006-149ORDER STAYED Grant Thornton LLP (external auditor), The First National Bank of Keystone, Keystone12/07/2006
Civil Money Penalty Orders
No.Name / Bank / CityDate
Colorado
2006-004Stephen Baltz, First United Bank, National Association, Englewood01/31/2007
Florida
2007-011International Bank of Miami, National Association, Coral Gables02/12/2007
Illinois
2006-172First National Bank of Catlin, Catlin10/26/2006
Indiana
2006-173Harold Arndt, The First National Bank of Fremont, Fremont12/12/2006
Kentucky
2007-005Barry L. Corbin, The First National Bank of Columbia, Columbia01/03/2007
Tennessee
2007-006Aileen Faccenda, First Tennessee Bank National Association, Memphis01/19/2007
West Virginia
2006-149ORDER STAYED Grant Thornton LLP (external auditor), The First National Bank of Keystone, Keystone01/19/2007
Formal Agreements
No.Name / Bank / CityDate
California
2006-174Legacy Bank, National Association, Campbell12/22/2006
New York
2007-007Citic Ka Wah Bank Limited, New York01/08/2007
Pennsylvania
2007-008Commerce Bank/Harrisburg National Association, Lemoyne01/29/2007
Wisconsin
2006-175The First National Bank - Fox Valley, Neenah12/14/2006
2006-176The First National Bank - Fox Valley, Neenah12/14/2006
Removal / Prohibition Orders
No.Name / Bank / CityDate
Indiana
2006-173Harold Arndt, The First National Bank of Fremont, Fremont12/12/2006
Kentucky
2007-005Barry L. Corbin, The First National Bank of Columbia, Columbia01/03/2007
Tennessee
2007-006Aileen Faccenda, First Tennessee Bank National Association, Memphis01/19/2007
Restitutions Orders
No.Name / Bank / CityDate
Kentucky
2007-005Barry L. Corbin, The First National Bank of Columbia, Columbia01/03/2007
Terminations of Existing Enforcement Actions
No.Type / Name / Bank / City / Old EA#Date
California
2007-009C&D, City National Bank, Beverly Hills (EA# 2005-16)01/30/2007
Illinois
2006-177C&D, Peoples National Bank of Kewanee, Kewanee (EA# 2004-120)12/20/2006
Kansas
2007-010FA, Citizens Bank of Kansas, National Association, Kingman (EA# 2004-92)01/10/2007

For copies, please call (202) 874-5043.

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