Office of the Comptroller of the Currency - Ensuring a Safe and Sound Federal Banking System for All Americans Site Map | Text Size: S M L

NR 2007-96
Contact: OCC Public Affairs
(202) 874-5771

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to:

Comptroller of the Currency, Public Information Room (1-5)
Washington, DC 20219

Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://apps.occ.gov/EnforcementActions.

Cease and Desist Orders
No.Name / Bank / CityDate
California
2007-110Union Bank of California, National Association, San Francisco09/14/2007

Civil Money Penalty Orders
No.Name / Bank / CityDate
California
2007-093Far East National Bank, Los Angeles08/29/2007
2007-094Pacific Capital Bank, National Association, Santa Barbara08/21/2007
2007-110Union Bank of California, National Association, San Francisco09/14/2007
Georgia
2007-095David Moffat, First National Bank, St. Marys08/21/2007
Michigan
2007-096John B. Collins, Lasalle Bank MidWest National Association, Troy08/15/2007
2007-097Margaret S. Feskorn, Lasalle Bank MidWest National Association, Troy08/15/2007
2007-098Tracie B. Hunter, Lasalle Bank MidWest National Association, Troy08/15/2007
2007-099Carl B. Johnson, Lasalle Bank MidWest National Association, Troy08/15/2007
2007-100David R. Prichard, Lasalle Bank MidWest National Association, Troy08/15/2007
2007-101Dianne M. Schubach, Lasalle Bank MidWest National Association, Troy08/15/2007
2007-102David A. Wright, Lasalle Bank MidWest National Association, Troy08/15/2007
New York
2007-103Jeffrey S. Gilbert, The National Bank of Vernon, Vernon08/20/2007
Ohio
2007-104Keybank National Association, Cleveland07/27/2007

Formal Agreements
No.Name / Bank / CityDate
Ohio
2007-105The Community National Bank, Franklin06/19/2007

Personal Cease and Desist Orders
No.Name / Bank / CityDate
Michigan
2007-96John B. Collins, Lasalle Bank MidWest National Association, Troy08/15/2007
2007-97Margaret S. Feskorn, Lasalle Bank MidWest National Association, Troy08/15/2007
2007-98Tracie B. Hunter, Lasalle Bank MidWest National Association, Troy08/15/2007
2007-99Carl B. Johnson, Lasalle Bank MidWest National Association, Troy08/15/2007
2007-100David R. Prichard, Lasalle Bank MidWest National Association, Troy08/15/2007
2007-101Dianne M. Schupback, Lasalle Bank MidWest National Association, Troy08/15/2007
2007-102David A. Wright, Lasalle Bank MidWest National Association, Troy08/15/2007

Removal / Prohibition Orders
No.Name / Bank / CityDate
Colorado
2007-106Lance A. Curry, The First National Bank of Paonia, Paonia08/10/2007
Kansas
2007-106Lance A. Curry, Cornerbank, National Association, Windfield08/10/2007

Terminations of Existing Enforcement Actions
No.Type / Name / Bank / City / Old EA#Date
Illinois
2007-107FA, Atlantic Trust Company, National Association, Chicago (EA# 2005-57)08/01/2007
Nebraska
2007-108FA, The First National Bank of Valentine, Valentine, (EA# 2004-93)08/09/2007
New York
2007-109C&D, Asia Bank, N.A., Flushing (EA# 2004-153)08/01/2007

For copies, please call (202) 874-5043.

# # #