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NR 2009-27
Contact: OCC Public Affairs
(202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://www.occ.gov/enforcementactions.

You may also submit a request electronically to obtain copies through the OCC’s online FOIA site,
https://foia-pal.occ.gov/palMain.aspx .  Fax requests should be sent to (202)-874-5274.  You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.Name / Bank / CityDate
California
2009-011International City Bank, National Association, Long Beach02/12/2009
Georgia
2009-012Silverton Bank, National Association, Atlanta02/26/2009
Missouri
2009-013BC National Banks, Butler02/03/2009
Ohio
2009-014Ohio Legacy Bank, National Association, Wooster02/17/2009

Civil Money Penalty Orders
No.Name / Bank / CityDate
Colorado
2009-015Kimberly Baltz, First United Bank, National Association, Englewood02/12/2009
2009-016Martha Baltz, First United Bank, National Association, Englewood02/12/2009
2009-017Stephen Baltz, First United Bank, National Association, Englewood02/12/2009

Formal Agreements
No.Name / Bank / CityDate
California
2009-018Coast National Bank, San Luis Obispo02/10/2009
Colorado
2009-019Pikes Peak National Bank, Colorado Springs02/27/2009
Connecticut
2009-020Patriot National Bank, Stamford02/09/2009
Georgia
2009-021Unity National Bank, Cartersville02/03/2009
Kansas
2009-022University National Bank, Pittsburg01/23/2009
Michigan
2009-023Capitol National Bank, Lansing01/30/2009
Minnesota
2009-024Minnstar Bank National Association, Lake Crystal02/25/2009
2009-025Rosemount National Bank, Rosemount02/20/2009
Montana
2009-026Mountain West Bank, National Association, Helena01/15/2009
2009-027Mountain West Bank of Kalispell, National Association, Kalispell01/15/2009
Texas
2009-028Uvalde National Bank, Uvalde02/04/2009

Personal Cease and Desist Orders
No.Name / Bank / CityDate
Colorado
2009-017Stephen Baltz, First United Bank, National Association, Englewood02/12/2009
Ohio
2009-029Timothy Troy Elison, U.S. Bank National Association, Cincinnati02/09/2009

Removal / Prohibition Orders
No.Name / Bank / CityDate
Minnesota
2009-030K. Patrick Kruchten, First Integrity Bank, National Association, Staples03/09/2009
Washington
2009-030Paula R. Vinson, Washington State Bank, National Association, Federal Way02/09/2009

Terminations of Existing Enforcement Actions
No.Type / Name / Bank / City / Old EA#Date
New York
2008-176C&D, Metropolitan Bank and Trust Company, New York (EA# 2004-155)12/17/2008
Oklahoma
2009-032C&D, The First National Bank of Lindsay, Lindsay02/19/2009

For copies, please call (202) 874-5043.

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