Skip to main content
OCC Flag

An official website of the United States government

News Release 2009-27 | March 20, 2009

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name / Bank / City Date
California
2009-011 International City Bank, National Association, Long Beach 02/12/2009
Georgia
2009-012 Silverton Bank, National Association, Atlanta 02/26/2009
Missouri
2009-013 BC National Banks, Butler 02/03/2009
Ohio
2009-014 Ohio Legacy Bank, National Association, Wooster 02/17/2009

Civil Money Penalty Orders
No. Name / Bank / City Date
Colorado
2009-015 Kimberly Baltz, First United Bank, National Association, Englewood 02/12/2009
2009-016 Martha Baltz, First United Bank, National Association, Englewood 02/12/2009
2009-017 Stephen Baltz, First United Bank, National Association, Englewood 02/12/2009

Formal Agreements
No. Name / Bank / City Date
California
2009-018 Coast National Bank, San Luis Obispo 02/10/2009
Colorado
2009-019 Pikes Peak National Bank, Colorado Springs 02/27/2009
Connecticut
2009-020 Patriot National Bank, Stamford 02/09/2009
Georgia
2009-021 Unity National Bank, Cartersville 02/03/2009
Kansas
2009-022 University National Bank, Pittsburg 01/23/2009
Michigan
2009-023 Capitol National Bank, Lansing 01/30/2009
Minnesota
2009-024 Minnstar Bank National Association, Lake Crystal 02/25/2009
2009-025 Rosemount National Bank, Rosemount 02/20/2009
Montana
2009-026 Mountain West Bank, National Association, Helena 01/15/2009
2009-027 Mountain West Bank of Kalispell, National Association, Kalispell 01/15/2009
Texas
2009-028 Uvalde National Bank, Uvalde 02/04/2009

Personal Cease and Desist Orders
No. Name / Bank / City Date
Colorado
2009-017 Stephen Baltz, First United Bank, National Association, Englewood 02/12/2009
Ohio
2009-029 Timothy Troy Elison, U.S. Bank National Association, Cincinnati 02/09/2009

Removal / Prohibition Orders
No. Name / Bank / City Date
Minnesota
2009-030 K. Patrick Kruchten, First Integrity Bank, National Association, Staples 03/09/2009
Washington
2009-030 Paula R. Vinson, Washington State Bank, National Association, Federal Way 02/09/2009

Terminations of Existing Enforcement Actions
No. Type / Name / Bank / City / Old EA# Date
New York
2008-176 C&D, Metropolitan Bank and Trust Company, New York (EA# 2004-155) 12/17/2008
Oklahoma
2009-032 C&D, The First National Bank of Lindsay, Lindsay 02/19/2009

For copies, please call (202) 874-5043.

Media Contact

OCC Public Affairs
(202) 874-5770

Topic(s):