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NR 2010-18
Contact: OCC Public Affairs
(202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/ .

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Civil Money Penalty Orders
No.Name/Bank/CityDate
Texas
2009-235Russ Minton, Texas Republic Bank, National Association, Frisco12/23/2009
2010-004Van D. Sparkman, Texas Republic Bank, National Association, Frisco1/6/2010
2010-005W. Weldon Tabor, Texas Republic Bank, National Association, Frisco1/6/2010

Formal Agreements
No.Name/Bank/CityDate
Illinois
2009-236First National Bank of Chillicothe, Chillicothe11/16/2009
2009-237The Farmers National Bank of Prophetstown, Prophetstown12/16/2009
Minnesota
2009-238The First National Bank of Cold Spring, Cold Spring12/14/2009
2009-239The First National Bank of Le Center, Le Center12/15/2009
2009-240The First National Bank of Northfield, Northfield12/7/2009
2010-006Neighborhood National Bank, Alexandria1/20/2010
2010-007Peoples National Bank of Mora, Mora1/22/2010
New Jersey
2009-241BNB Bank, National Association, Fort Lee12/18/2009
North Dakota
2009-242The National Bank of Harvey, Harvey11/9/2009
Oklahoma
2009-243The Shattuck National Bank, Shattuck11/18/2009
South Carolina
2010-008Bankmeridian, National Association, Columbia1/22/2010
2010-009Independence National Bank, Greenville1/20/2010
Texas
2010-010Commercial National Bank of Texarkana, Texarkana1/7/2010
Virginia
2010-012Capital One Bank (USA), National Association, Glen Allen2/18/2010
Washington
2009-244North Cascades National Bank, Chelan12/8/2009
Wisconsin
2010-011National Bank of Commerce, Superior1/19/2010

Removal / Prohibition Orders
No.Name/Bank/CityDate
California
2009-245Donisha D. Pettway, City National Bank, Los Angeles11/17/2009
North Carolina
2009-246Maria Y. Mercado, Wachovia Bank, National Association, Charlotte12/22/2009

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
California
2010-001FA, Palm Desert National Bank, Palm Desert (EA# 2008-131)1/5/2010
Wisconsin
2009-234FA, Hiawatha National Bank, Hager City (EA# 2007-053)4/15/2009

For copies, please call (202) 874-5043.

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