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NR 2011-109
Contact: (202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, 
https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Civil Money Penalty Orders
No.Name/Bank/CityDate
Alabama
2011-103Raymond J. Kyzar, The First National Bank of Brundidge, Brundidge7/5/2011
Illinois
2011-104James O'Malley, Beverly Bank & Trust Company, National Association, Chicago6/21/2011
Ohio
2011-105JPMorgan Chase Bank, National Association, Columbus7/6/2011
Texas
2011-106Elwood Freeman, The Lamesa National Bank, Lamesa7/22/2011


Formal Agreements
No.Name/Bank/CityDate
North Carolina
2011-107The First National Bank of Shelby, Shelby6/8/2011
Ohio
2011-108JPMorgan Chase Bank, National Association, Columbus7/6/2011
South Carolina
2011-109The Conway National Bank, Conway6/7/2011


Notices Filed
No.Name/Bank/CityDate
Arizona
N11-003Kevin W. Stevenson, Valley Capital Bank, National Association, Mesa7/6/2011


Removal / Prohibition Orders
No.Name/Bank/CityDate
Alabama
2011-103Raymond J. Kyzar, The First National Bank of Brundidge, Brundidge7/5/2011
Florida
2011-110Silvia Angelico Nieto, Northern Trust, National Association, Miami7/18/2011
Illinois
2011-104James O'Malley, Beverly Bank & Trust Company, National Association, Chicago6/21/2011
North Carolina
2011-111Andrea McCrea, Wachovia Bank, National Association, Charlotte7/18/2011
West Virginia
2011-112Susan Scior, City National Bank of West Virginia, Charleston7/5/2011


Restitution Orders
No.Name/Bank/CityDate
Ohio
2011-108JPMorgan Chase Bank, National Association, Columbus7/6/2011


Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Minnesota
2011-114FA, Minnstar Bank National Association, Lake Crystal (EA# 2009-024)6/29/2011
Montana
2011-113FA, United Banks, National Association, Absarokee (EA# 2008-020)7/21/2011
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