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News Release 2011-122 | September 22, 2011

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, 
https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.Name/Bank/CityDate
Florida
2011-115Intercredit Bank, National Association, Miami                                                            8/8/2011
Texas
2011-116Border Capital Bank, National Association, McAllen6/23/2011

Civil Money Penalty Orders
No.Name/Bank/CityDate
Arizona
2011-117R. Patrick Lamb, First National Bank of Arizona, Scottsdale8/30/2011
2011-118Raymond A. Lamb, First National Bank of Arizona, Scottsdale8/30/2011
Illinois
2011-119Dennis O'Malley, Beverly Bank & Trust Company, National Association, Chicago8/15/2011
New York
2011-120The National Union Bank of Kinderhook, Kinderhook8/18/2011

Formal Agreements
No.Name/Bank/CityDate
Arkansas
2011-121Fidelity National Bank, West Memphis                                                                   7/20/2011
Texas
2011-122The First National Bank of Kemp, Kemp8/11/2011
2011-123Citizens National Bank of Texas, Waxahachie5/26/2011
Virginia
2011-124Grayson National Bank, Independence8/9/2011

 Personal Cease and Desist Orders
No.Name/Bank/CityDate
Arizona
2011-117R. Patrick Lamb, First National Bank of Arizona, Scottsdale                                           8/30/2011
2011-118Raymond A. Lamb, First National Bank of Arizona, Scottsdale8/30/2011

 Removal / Prohibition Orders
No.Name/Bank/CityDate
Arizona
2011-117R. Patrick Lamb, First National Bank of Arizona, Scottsdale                                           8/30/2011
2011-118Raymond A. Lamb, First National Bank of Arizona, Scottsdale8/30/2011
Texas
2011-125Jody P. Gwyn, The LA Coste National Bank, LA Coste8/15/2011

Restitution Orders
No.Name/Bank/CityDate
Arizona
2011-117R. Patrick Lamb, First National Bank of Arizona, Scottsdale                                           8/30/2011
2011-118Raymond A. Lamb, First National Bank of Arizona, Scottsdale8/30/2011

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Florida
2011-126FA, Intercredit Bank, National Association, Miami (EA# 2007-052)                                              8/8/2011
Missouri
2011-127C&D, Northland National Bank, Gladstone (EA# 2008-056)8/22/2011
Texas
2011-128FA, Border Capital Bank, National Association, McAllen (EA# 2008-087)6/23/2011

Media Contact

Public Affairs
(202) 874-5770

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