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News Release 2011-150 | December 16, 2011

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site,
https://foia-pal.occ.gov/palMain.aspx  . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.Name/Bank/CityDate
California
2011-163Gateway Bank, F.S.B., San Francisco10/26/2011
Illinois
2011-164The First National Bank of Grant Park, Grant Park11/28/2011
2011-165Dupage National Bank, West Chicago11/18/2011
South Carolina
2011-166Independence National Bank, Greenville11/14/2011
Tennessee
2011-167Mountain National Bank, Sevierville10/27/2011

Civil Money Penalty Orders
No.Name/Bank/CityDate
Nebraska
2011-168Enterprise Bank, National Association, Omaha10/25/2011
South Dakota
2011-175Wells Fargo Bank, National Association, Sioux Falls12/8/2011

Formal Agreements
No.Name/Bank/CityDate
Kentucky
2011-169First Federal Bank, Lexington11/14/2011
Oregon
2011-170First FS & LA of McMinnville, McMinnville11/16/2011
South Dakota
2011-174Wells Fargo Bank, National Association, Sioux Falls12/8/2011

Removal / Prohibition Orders
No.Name/Bank/CityDate
Nebraska
2011-171Donald Shephard, The First National Bank of Valentine, Valentine11/10/2011

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Arizona
2011-172FA, BNC National Bank, Phoenix (EA# 2010-021)11/28/2011
California
2011-163C&D, Gateway Bank, F.S.B., San Francisco, (EA#WN-09-0007)10/26/2011
Illinois
2011-164FA, The First National Bank of Grant Park, Grant Park (EA# 2010-144)11/28/2011
2011-165FA, Dupage National Bank, West Chicago (EA# 2009-079)11/18/2011
South Carolina
2011-173FA, Independence National Bank, Greenville (EA# 2010-009)10/26/2011
Tennessee
2011-167FA, Mountain National Bank, Sevierville (EA# 2009-092)10/27/2011

Media Contact

Public Affairs
(202) 874-5770

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