News Release 2011-20 | February 18, 2011

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.	Name/Bank/City	Date
Florida
2010-253	Pacific National Bank, Miami	12/15/2010
Georgia
2010-254	First Southern National Bank, Statesboro	11/30/2010
2011-001	The First National Bank of Chatsworth, Chatsworth	1/20/2011

Civil Money Penalty Orders
No.	Name/Bank/City	Date
Florida
2010-255	Robert Diez, Security Bank National Association, North Lauderdale	11/23/2010
2010-256	Manuel Fernandez, Security Bank National Association, North Lauderdale	11/23/2010
2010-257	Floyd Harper, Security Bank National Association, North Lauderdale	11/23/2010
2010-258	Timothy Kenney, Security Bank National Association, North Lauderdale	11/23/2010
2011-002	Larry Serlo, Security Bank National Association, North Lauderdale	1/12/2011
Ohio
2011-003	Jay Lees, The Community National Bank, Franklin	2/2/2011
Oklahoma
2011-004	The Bank National Association, McAlester	1/28/2011
Utah
2011-009	Zions First National Bank, Salt Lake City	2/10/2011

Formal Agreements
No.	Name/Bank/City	Date
Alabama
2010-259	Noble Bank & Trust, National Association, Anniston	11/10/2010
Arkansas
2011-005	One Bank & Trust, National Association, Little Rock	1/20/2011
Florida
2010-260	Centerbank of Jacksonville, National Association, Jacksonville	12/14/2010
Georgia
2010-261	Queensborough National Bank & Trust Company, Louisville	12/8/2010
Kansas
2011-006	The First National Bank of Sedan, Sedan	1/13/2011
Minnesota
2010-262	The First National Bank of Milaca, Milaca	11/2/2010
Missouri
2010-263	First National Bank, Camdenton	12/20/2010
Ohio
2011-007	Liberty Bank, National Association, Twinsburg	1/25/2011
Texas
2010-264	First National Bank of Winnsboro, Winnsboro	12/14/2010

Removal / Prohibition Orders
No.	Name/Bank/City	Date
North Carolina
2011-008	John Arango, Wachovia Bank, National Association, Charlotte	1/5/2011
Ohio
2011-003	Jay Lees, The Community National Bank, Franklin	2/2/2011

Terminations of Existing Enforcement Actions
No.	Type/Bank/City/Old EA#	Date
Florida
2010-253	C&D, Pacific National Bank, Miami (EA# 2005-165)	12/15/2010
2010-253	C&D, Pacific National Bank, Miami (EA# 2009-137)	12/15/2010
Georgia
2010-254	FA, First Southern National Bank, Statesboro (EA# 2009-088)	11/30/2010
2011-001	FA, The First National Bank of Chatsworth, Chatsworth (EA# 2009-153)	1/20/2011
Ohio
2010-265	FA, Eaton National Bank and Trust Co., Eaton (EA# 2009-128)	12/14/2010

Media Contact

Public Affairs
(202) 874-5770

Topic(s):

Enforcement Actions