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NR 2011-52
Contact: (202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.Name/Bank/CityDate
Delaware
2011-045PNC Bank, National Association, Wilmington4/13/2011
Georgia
2011-022The First National Bank of Polk County, Cedartown3/8/2011
Kansas
2011-023Conway Bank, National Association, Conway Springs3/22/2011
Minnesota
2011-024Neighborhood National Bank, Alexandria2/16/2011
Mississippi
2011-025(Modification) Cadence Bank, National Association, Starkville3/4/2011
Nevada
2011-046Citibank, National Association, Las Vegas4/13/2011
2011-052HSBC Bank Nevada, National Association, Las Vegas4/13/2011
New Jersey
2011-047Metlife Bank, National Association, Convent Station4/13/2011
North Carolina
2011-048Bank of America, National Association, Charlotte4/13/2011
North Dakota
2011-049U.S. Bank National Association ND, Fargo4/13/2011
Ohio
2011-049U.S. Bank National Association, Cincinnati4/13/2011
2011-050JPMorgan Chase Bank, National Association, Columbus4/13/2011
South Dakota
2011-051Wells Fargo Bank, National Association, Sioux Falls4/13/2011
Wisconsin
2011-026Eagle Valley Bank, National Association, St. Croix Falls3/17/2011

Civil Money Penalty Orders
No.Name/Bank/CityDate
Florida
2011-021Pacific National Bank, Miami3/23/2011
Ohio
2011-027Matthew Moore, JPMorgan Chase Bank, National Association, Columbus2/22/2011
South Carolina
2011-028Collin D. Mackie, Southern First Bank, National Association, Greenville3/15/2011

Formal Agreements
No.Name/Bank/CityDate
Alabama
2011-029First National Bank and Trust, Atmore2/15/2011
Illinois
2011-030National Bank of Earlville, Earlville2/18/2011
Minnesota
2011-031Woodlands National Bank, Hinckley3/1/2011
Ohio
2011-032The First National Bank of Germantown, Germantown3/22/2011
Pennsylvania
2011-033The Kishacoquillas Valley National Bank of Belleville, Belleville2/17/2011
Texas
2011-034American National Bank, Wichita Falls2/22/2011

Prompt Corrective Action Directives
No.Name/Bank/CityDate
Oklahoma
2011-035The First National Bank of Davis, Davis3/2/2011

Removal / Prohibition Orders
No.Name/Bank/CityDate
North Carolina
2011-036Maria C. Suan, Bank of America, National Association, Charlotte3/9/2011
Ohio
2011-027Matthew Moore, JPMorgan Chase Bank, National Association, Columbus2/22/2011
2011-037Stacey L. Budd, JPMorgan Chase Bank, National Association, Columbus3/15/2011
Pennsylvania
2011-038Joseph Braas, Blc Bank, National Association, Strasburg2/17/2011
2011-039Michael Schlager, Blc Bank, National Association, Strasburg2/17/2011
2011-040Mary Stankiewicz, Blc Bank, National Association, Strasburg2/17/2011
South Carolina
2011-028Collin D. Mackie, Southern First Bank, National Association, Greenville3/15/2011

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Kansas
2011-041FA, Conway Bank, National Association, Conway Springs (EA# 2005-25)3/22/2011
Minnesota
2011-042FA, Neighborhood National Bank, Alexandria (EA# 2010-006)2/16/2011
Wisconsin
2011-026FA, Eagle Valley Bank, National Association, St. Croix Falls (EA# 2009-222)3/17/2011
2011-043FA, First National Bank of Platteville, Platteville (EA# 2008-166)3/2/2011
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