News Release 2012-111 | July 20, 2012

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.	Name/Bank/City	Date
Indiana
2012-126	Old National Bank, Evansville	6/4/2012
Kentucky
2012-127	The First National Bank of Manchester, Manchester	6/25/2012
Virginia
2012-152	Capital One Bank (USA), National Association, Glen Allen	7/17/2012
Wyoming
2012-128	Summit National Bank, Hulett	6/5/2012

Civil Money Penalty Orders
No.	Name/Bank/City	Date
California
2012-129	Jane Chu, Merchants Bank of California, National Association, Carson	6/27/2012
2012-130	Rod Garza, Merchants Bank of California, National Association, Carson	6/27/2012
2012-131	Daniel Roberts, Merchants Bank of California, National Association, Carson	6/27/2012
Maryland
2012-132	Presidential Bank, FSB, Bethesda	6/13/2012
Virginia
2012-153	Capital One Bank (USA), National Association, Glen Allen	7/17/2012

Formal Agreements
No.	Name/Bank/City	Date
Alabama
2012-133	Commonwealth National Bank, Mobile	6/15/2012
California
2012-134	Borrego Springs Bank, National Association, Borrego Springs	6/15/2012
Georgia
2012-135	Newton Federal Bank, Covington	5/29/2012
Illinois
2012-136	Central FS & LA of Chicago, Chicago	6/21/2012
2012-137	First Federal Savings Bank, Ottawa	6/8/2012
Missouri
2012-138	Clay County Savings Bank, Liberty	5/23/2012
Ohio
2012-139	The First National Bank of Wellston, Wellston	6/5/2012
South Carolina
2012-140	Pickens S & LA, FA, Pickens	5/7/2012

Personal Cease and Desist Orders
No.	Name/Bank/City	Date
California
2012-131	Daniel Roberts, Merchants Bank of California, National Association, Carson	6/27/2012

Removal / Prohibition Orders
No.	Name/Bank/City	Date
New York
2012-141	Yi Yi Zhao, Abacus Federal Savings Bank, New York	6/8/2012
North Carolina
2012-142	Thomas E. Durham, The First National Bank of Shelby, Shelby	5/23/2012
Wisconsin
2012-143	Bradley J. Jenks, The Baraboo National Bank, Baraboo	6/6/2012

Restitution Orders
No.	Name/Bank/City	Date
Virginia
2012-152	Capital One Bank (USA), National Association, Glen Allen	7/17/2012
Wisconsin
2012-142	Bradley J. Jenks, The Baraboo National Bank, Baraboo	6/6/2012

Terminations of Existing Enforcement Actions
No.	Type/Bank/City/Old EA#	Date
Arizona
2012-144	FA, Heritage Bank, National Association, Phoenix (EA# 2008-113)	6/7/2012
2012-145	FA, Meridian Bank, National Association, Wickenburg (EA# 2009-083)	6/20/2012
Colorado
2012-146	C&D, Canon National Bank, Canon City (EA# 2009-183)	5/31/2012
Illinois
2012-147	FA, Great Lakes Bank, National Association, Blue Island (EA# 2011-068)	6/19/2012
Kansas
2012-148	C&D, The Federal Savings Bank, Overland Park (EA# WM 11-006)	6/22/2012
Massachusetts
2012-149	FA, First Trade Union Bank, Boston (EA# SA)	5/30/2012
New York
2012-150	C&D, Chinatown Federal Savings Bank, New York (EA# NE 09-20)	5/31/2012
Wyoming
2012-151	C&D, First National Bank of Wyoming, Laramie (EA# 2009-217)	6/13/2012

Media Contact

Public Affairs
(202) 874-5770

Topic(s):

Enforcement Actions