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NR 2012-167
Contact: (202) 874-5770

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.Name/Bank/CityDate
Florida
2012-229Interamerican Bank, A FSB, Miami9/19//2012
Kentucky
2012-232First Federal Bank, Lexington10/18/2012
Michigan
2012-230Flagstar Bank, FSB, Troy10/23/2012
Ohio
2012-231Bank of Maumee, Maumee10/3/2012

Civil Money Penalty Orders
No.Name/Bank/CityDate
Illinois
2012-233Allyson Regas, Western Springs National Bank and Trust, Western Springs10/11/2012
Missouri
2012-234Lawrence Keith Dodge, American Sterling Bank, Sugar Creek9/17/2012
Wisconsin
2012-235Susan Paoli, The First National Bank of Niagara, Niagara9/26/2012

Formal Agreements
No.Name/Bank/CityDate
Louisiana
2012-249   St Tammany Homestead S & LA, Covington10/23/2012
New Jersey
2012-236   Roma Bank, Robbinsville9/21/2012
West Virginia
2012-237First National Bank, Ronceverte10/1/2012

Notices Filed
No.Name/Bank/CityDate
Arkansas
N12-004   AMENDMENT Priority Bank, Ozark10/15/2012

Personal Cease and Desist Orders
No.Name/Bank/CityDate
Pennsylvania
2012-238   Thomas Hoover, Blc Bank, National Association, Strasburg10/31/2012
2012-239W. Bruce Kissel, Blc Bank, National Association, Strasburg10/31/2012
Wisconsin
2012-235   Susan Paoli, The First National Bank of Niagara, Niagara9/26/2012

Removal / Prohibition Orders
No.Type/Bank/City/Old EA#Date
Mississippi
2012-240Travis Bassie, First National Bank, Rosedale10/4/2012
Missouri
2012-241Lawrence Keith Dodge, American Sterling Bank, Sugar Creek9/17/2012

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Connecticut
2012-243FA, The Citizens National Bank, Putnam (EA# 2009-084)8/29/2012
Illinois
2012-244FA, Prairie National Bank, Stewardson (EA# 2010-153)9/19/2012
Indiana
2012-245        C&D, Crossroads Bank, Wabash (EA# CN 11-08)10/12/2012
Kentucky
2012-232        C&D, First Federal Bank, Lexington (EA# 2011-169)10/18/2012
Michigan
2012-246        FA, Flagstar Bank, FSB, Troy (EA# SA)10/23/2012
Minnesota
2012-247        FA, The First National Bank in Wadena, Wadena (EA# 2009-221)9/10/2012
Ohio
2012-231FA, Bank of Maumee, Maumee (EA# SA)10/3/2012
Texas
2012-248        FA, Incommons Bank, National Association, Mexia (EA# 2010-083)10/16/2012
Washington
2012-242        FA, North Cascades National Bank, Chelan (EA# 2009-244)6/25/2012
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