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News Release 2012-28 | February 17, 2012

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site,https://foia-pal.occ.gov/palMain.aspx .Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Florida
2012-002 Commerce National Bank & Trust, Winter Park 1/24/2012
Maryland
2012-003 Presidential Bank, FSB, Bethesda 1/20/2012
Texas
2012-004 First National Bank, Edinburg 1/18/2012

Civil Money Penalty Orders
No. Name/Bank/City Date
New Jersey
2012-005 Jerry F. Wlodarczyk, Wawel Bank, Wallington 1/30/2012
2012-007 Robert Ranzinger, Wawel Bank, Wallingtonn 1/25/2012
2012-008 Henry C. Walentowicz, Wawel Bank, Wallington 1/25/2012

Formal Agreements
No. Name/Bank/City Date
Connecticut
2012-009 Naugatuck Valley Savings and Loan, Naugatuck 1/17/2012
Florida
2012-010 American National Bank, Oakland Parks 1/5/2012
2012-012 First National Bank of Wauchula, Wauchula 1/11/2012
Illinois
2012-011 First FS & LA of Kewanee, Kewanee 1/18/2012
Washington
2012-013 Riverview Community Bank, Camas 1/25/2012

Notices Filed
No. Name/Bank/City Date
California
N12-002    Borrego Springs Bank, National Association, Borrego Springs 1/12/2012

Removal / Prohibition Orders
No. Type/Bank/City/Old EA# Date
Mississippi
2012-006 Henry McCaslin, Jr., First National Bank, Rosedale 2/6/2012
Virginia
2011-193 Gideon Dunn, HSBC Bank USA, National Association, Mclean 12/21/2011
Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
California
2011-194 C&D, Pacific Capital Bank, National Association, Santa Barbara (EA# 2010-093) 12/28/2011
2011-194 C&D, Pacific Capital Bank, National Association, Santa Barbara (EA# 2010-168) 12/28/2011
Illinois
2011-195 FA, Resource Bank, National Association, Dekalb (EA# 2010-050) 1/12/2012
2011-196 FA, The Farmers National Bank of Prophetstown, Prophetstown (EA# 2009-237) 12/14/2011
2011-197 FA, The First National Bank and Trust Company of Rochelle, Rochelle (EA# 2009-198) 11/23/2011
2012-014 FA, First FS & LA of Kewanee, Kewanee (EA# SA) 1/23/2012
Minnesota
2011-198 FA, The First National Bank of Plainview, Plainview (EA# 2010-029) 11/17/2011
2012-015 FA, Western National Bank, Cass Lake (EA# 2010-173) 1/4/2012
Mississippi
2011-199 C&D, Cadence Bank, National Association, Starkville (EA# 2010-103) 10/11/2011
2011-199 C&D, Cadence Bank, National Association, Starkville (EA# 2011-025) 10/11/2011
Pennsylvania
2011-200 FA, Union National Community Bank, Lancaster (EA# 2009-249) 12/22/2011
South Dakota
2012-016 FA, The First National Bank of Frederick, Frederick (EA# 2010-266) 1/26/2012
Texas
2012-004 C&D, First National Bank, Edinburg (EA# 2011-012) 1/18/2012
Wisconsin
2012-017 FA, The First National Bank of Eagle River, Eagle River (EA# 2010-195) 1/17/2012
Wyoming
2011-201 FA, The First National Bank of Buffalo, Buffalo (EA# 2008-121) 12/21/2011

Media Contact

Public Affairs
(202) 874-5770

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