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News Release 2012-8 | January 20, 2012

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Iowa
2011-176 Community State Bank, National Association, Ankeny 11/22/2011
Nebraska
2011-177 Lincoln FSB of Nebraska, Lincoln 12/19/2011

Civil Money Penalty Orders
No. Name/Bank/City Date
Nebraska
2011-178 Joanne Medlock, The First National Bank of Valentine, Valentine 12/21/2011
Ohio
2011-179 The Park National Bank, Newark 12/8/2011
2012-001 The First National Bank of McConnelsville, McConnelsville 1/3/2012

Notices Filed
No. Name/Bank/City Date
Texas
N11-004 Patrick Adams, T Bank, National Association, Dallas 9/26/2011
N12-001 AMENDED Patrick Adams, T Bank, National Association, Dallas 1/5/2012

Prompt Corrective Action Directives
No. Name/Bank/City Date
Illinois
2011-180 Charter National Bank and Trust, Hoffman Estates 12/20/2011
Minnesota
2011-181 Home Savings of America, Little Falls 12/16/2011

Removal / Prohibition Orders
No. Type/Bank/City/Old EA# Date
Arizona
2011-182 Frank D. Ortwine, Valley Capital Bank, National Association, Mesa 12/14/2011
Michigan
2011-183 Teresa L. Joslyn, Edgewater Bank, St. Joseph 12/15/2011
Nebraska
2011-178 Joanne Medlock, The First National Bank of Valentine, Valentine 12/21/2011
North Carolina
2011-184 Pamela K. Wagenknecht, Bank of America, National Association, Charlotte 12/21/2011
Restitution Orders
No. Type/Bank/City/Old EA# Date
Arizona
2011-182 Frank D. Ortwine, Valley Capital Bank, National Association, Mesa 12/14/2011
Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Arkansas
2011-185 FA, The First National Bank of Wynne, Wynne (EA# 2009-172) 12/6/2011
Georgia
2011-192 S.A., Heritage First Bank, Rome (OTS Order# S.A.) 10/20/2011
Kansas
2011-186 FA, Central National Bank, Junction City (EA# 2009-155) 12/12/2011
Kentucky
2011-187 FA, Citizens National Bank of Paintsville, Paintsville (EA# 2010-053) 11/28/2011
Massachusetts
2011-188 FA, The First National Bank of Ipswich, Ipswich (EA# 2006-74) 10/26/2011
Maryland
2011-189 PC&D, Horacio Bernardo Rozenblum, Capital Bank, National Association, Rockville (EA# 98-6) 8/16/2011
2011-190 PC&D, Martin Rozenblum, Capital Bank, National Association, Rockville (EA# 97-107) 8/16/2011
Wisconsin
2011-191 FA, National Bank of Commerce, Superior (EA# 2010-011) 12/14/2011

Media Contact

Public Affairs
(202) 874-5770

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