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NR 2013-144
Contact: (202) 649-6870

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Cease and Desist Orders
No.Name/Bank/CityDate
California
2013-138JPMorgan Bank and Trust Company, National Association, San Francisco9/18/2013
Delaware
2013-138Chase Bank USA, National Association, Wilmington9/18/2013
2013-139Chase Bank USA, National Association, Wilmington9/18/2013
Illinois
2013-101The Republic National Republic Bank of Chicago, Chicago8/31/2013
Ohio
2013-138JPMorgan Chase Bank, National Association, Columbus9/18/2013
2013-139JPMorgan Chase Bank, National Association, Wilmington9/18/2013

Civil Money Penalty Orders
No.Name/Bank/CityDate
Delaware
2013-141Chase Bank USA, National Association, Wilmington9/18/2013
Illinois
2013-102Martin Trofimuk, North Shore Trust and Savings, Waukegan8/6/2013
Ohio
2013-140JPMorgan Chase Bank, National Association, Columbus9/18/2013
2013-141JPMorgan Chase Bank, National Association, Columbus9/18/2013

Formal Agreements
No.Name/Bank/CityDate
Kentucky
2013-103The First National Bank of Russell Springs, Russell Springs8/7/2013

Personal Cease and Desist Orders
No.Name/Bank/CityDate
Illinois
2013-102Martin Trofimuk, North Shore Trust and Savings, Waukegan8/6/2013

Prompt Corrective Action Directives
No.Name/Bank/CityDate
Texas
2013-104First National Bank, Edinburg8/30/2013

Removal / Prohibition Orders
No.Name/Bank/CityDate
North Carolina
2013-105Danielle M. Anderson, Bank of America, National Association, Charlotte7/31/2013

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Alabama
2013-106FA, The Camden National Bank, Camden (EA# 2010-189)8/14/2013
2013-107FA, Midsouth Bank, National Association, Dothan (EA# 2010-046)7/11/2013
California
2013-108C&D, Far East National Bank, Los Angeles (EA# 2010-038)8/5/2013
Florida
2013-109FA, Cbc National Bank, Fernandina Beach (EA# 2009-151)8/7/2013
Georgia
2013-133FA, First National Bank South, Alma (EA# 2010-216)7/24/2013
2013-134C&D, Peoples Community National Bank, Bremen (EA# 2009-138)9/4/2013
Kentucky
2013-135C&D, The First National Bank of Manchester, Manchester (EA# 2012-127)8/22/2013
North Dakota
2013-136FA, The National Bank of Harvey, Harvey (EA# 2011-157)8/26/2013
Virginia
2013-137FA, Franklin Community Bank, National Association, Rocky Mount (EA# 2009-051)8/8/2013
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