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News Release 2013-177 | November 15, 2013

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Cease and Desist Orders
No.Name/Bank/CityDate
Arkansas
2013-161One Bank & Trust, National Association, Little Rock10/9/2013
Florida
2013-160AMENDED EverBank, Jacksonville (EA# SE-11-014)10/15/2013
Michigan
2013-162First National Bank in Howell, Howell10/31/2013

Civil Money Penalty Orders
No.Name/Bank/CityDate
Alabama
2013-164Lindsay Smith, Noble Bank & Trust, National Association, Anniston9/4/2013
Ohio
2013-165Liberty Savings Bank, FSB, Wilmington10/2/2013
Pennsylvania
2013-167Fulton Bank, National Association, Lancaster9/18/2013
2013-168Swineford National Bank, Middleburg9/18/2013
Texas
2013-163Elwood Freeman, The Lamesa National Bank, Lamesa9/30/2013

Personal Cease and Desist Orders
No.Name/Bank/CityDate
Texas
2013-163Elwood Freeman, The Lamesa National Bank, Lamesa9/30/2013

Removal / Prohibition Orders
No.Name/Bank/CityDate
Alabama
2013-164Lindsay Smith, Noble Bank & Trust, National Association, Anniston9/4/2013

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Arkansas
2013-161C&D, One Bank & Trust, National Association, Little Rock (EA# 2012-107)10/9/2013
2013-161PCAD, One Bank & Trust, National Association, Little Rock (EA# 2012-220)10/9/2013
California
2013-169FA, Chino Commercial Bank, National Association, Chino (EA# 2011-063)10/10/2013
Illinois
2013-170C&D, Old Second National Bank, Aurora (EA# 2011-081)10/17/2013
Massachusetts
2013-171FA, Middlesex Federal Savings, F.A., Somerville (EA# SA)8/21/2013
Michigan
2013-162C&D, First National Bank in Howell, Howell (EA#  2009-140)10/31/2013
New York
2013-172FA, National Bank of New York City, Flushing (EA# 2010-175)9/11/2013
Pennsylvania
2013-173C&D, Continental Bank, Plymouth Meeting (EA# NE 11-11)10/23/2013
South Carolina
2013-166FA, The Conway National Bank, Conway (EA# 2011-109)8/29/2013
South Dakota
2013-174FA, Wells Fargo Bank, National Association, Sioux Falls (EA# 2011-174)10/8/2013

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(202) 649-6870

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