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News Release 2015-25 | February 20, 2015

OCC Enforcement Actions and Terminations for February 2015

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Kansas
2015-001 Mutual SA, Fsa, Leavenworth 1/23/2015
Michigan
2015-002 Capitol National Bank, Lansing 1/30/2015
New York
2015-003 Banco Bradesco S.A., New York 1/26/2015

Civil Money Penalty Orders
No. Name/Bank/City Date
North Carolina
2015-004 Phillip D. Murphy, Bank of America, National Association, Charlotte 1/20/2015
Ohio
2015-005 Keybank National Association, Cleveland 1/15/2015

Formal Agreements
No. Name/Bank/City Date
Maryland
2015-006 Jarrettsville FS & LA, Jarrettsville 1/20/2015

Removal / Prohibition Orders
No. Name/Bank/City Date
Nebraska
2015-007 Rhonda L. Anderson, Nebraskaland National Bank, North Platte 1/14/2015
North Carolina
2015-004  Phillip D. Murphy, Bank of America, National Association, Charlotte 1/20/2015

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Arizona
2015-008 C&D, Sunbank, National Association, Phoenix (EA# 2010-091) 1/22/2015
California
2015-009 FA, Armed Forces Bank of California, National Association, San Diego (EA# 2010-120) 1/22/2015
2015-010 C&D, Mission National Bank, San Francisco (EA# 2012-055) 1/23/2015
Colorado
2015-011 C&D, Academy Bank, National Association, Colorado Springs (EA# 2010-095) 1/22/2015
Florida
2015-012 C&D, Southern Commerce Bank, National Association, Tampa (EA# 2010-098) 1/23/2015
Illinois
2015-013 FA, The First National Bank of Sullivan, Sullivan (EA# 2013-147) 1/26/2015
Kansas
2015-014 C&D, Armed Forces Bank, National Association, Ft. Leavenworth (EA# 2010-242) 1/22/2015
Michigan
2015-002 C&D, Capitol National Bank, Lansing (EA# 2009-216) 1/30/2015
Minnesota
2015-015 FA, Olmsted National Bank, Rochester (EA# 2007-143) 12/18/2014
2015-015 FA, Olmsted National Bank, Rochester (EA# 2010-030) 12/18/2014

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