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News Release 2018-47 | May 17, 2018

OCC Enforcement Actions and Terminations for May 2018

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current final actions by selecting the enforcement action below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.


Cease and Desist Orders
No. Name/Bank/City Date
South Dakota
2018-025 Wells Fargo Bank, National Association, Sioux Falls 4/20/2018

Civil Money Penalty Orders
No. Name/Bank/City Date
California
2018-027 Janice Hall, Merchants Bank of California, National Association, Carson 4/26/2018
2018-028 Daniel Roberts, Merchants Bank of California, National Association, Carson 4/10/2018
2018-029 Rodrigo Garza, Merchants Bank of California, National Association, Carson 4/16/2018
Delaware
2018-030 PNC Bank, National Association, Wilmington 5/1/2018
2018-031 PNC Bank, National Association, Wilmington 5/1/2018
New York
2018-032 Gerald N. Jacobowitz, Hometown Bank of The Hudson Valley, Walden 4/25/2018
South Dakota
2018-026 Wells Fargo Bank, National Association, Sioux Falls 4/20/2018

Formal Agreements
No. Name/Bank/City Date
Kansas
2018-033 The First National Bank of Sedan, Sedan 4/17/2018

Notices Filed
No. Name/Bank/City Date
California
N18-002 Laura Akahoshi, Rabobank, National Association, Roseville 4/16/2018

Removal / Prohibition Orders
No. Name/Bank/City Date
California
2018-028 Daniel Roberts, Merchants Bank of California, National Association, Carson 4/10/2018
2018-029 Rodrigo Garza, Merchants Bank of California, National Association, Carson 4/16/2018
Delaware
2018-034 Christine Granado, Santander Bank, National Association, Wilmington 4/3/2018

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