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Alphabetical Listing


OTS Trust and Asset Management Handbook

Glossary >

NumberIssue DateTitleRescinded DateComment
TH 1007/2010Using the Handbook01/06/2012Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 2007/2010Trust and Asset Management Examinations01/06/2012Replaced4 by Comptroller's Handbook - Bank Supervision Process
TH 3007/2001Supervision by Risk01/06/2012Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 4007/2001Examination Planning and Control01/06/2012Outdated1
TH 4207/2001Useful Reports01/06/2012Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 5007/2001Report Preparation and Issuance01/06/2012Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 6007/2010Assignment of Ratings01/06/2012Replaced4 by Comptroller's Handbook - Bank Supervision Process
TH 7007/2010Post Examination Activities01/06/2012Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 8007/2001Examination Administration: Enforcement Activities09/09/2011Replaced4 by OCC 2011-37
TH 9011/2003Trust and Asset Management Trust-Only Examinations01/06/2012Replaced4 by Comptroller's Handbook - Bank Supervision Process
TH 10007/2001Trust and Asset Management Activities01/06/2012Replaced4 by Comptroller's Handbook - Asset Management
TH 11007/2001Fiduciary Duties, Risks and Liabilities01/06/2012Replaced4 by Comptroller's Handbook - Asset Management
TH 12007/2001Applicable Laws01/06/2012Outdated1
TH 13007/2001Trust Powers01/06/2012Replaced4 by Comptroller's Handbook - Asset Management
TH 14001/2010Document Custody05/17/2012Replaced4 by Comptroller's Handbook - Custody Services
TH 15002/2010Pre-Need Funeral and Cemetery Trusts05/17/2012Replaced4 by Comptroller's Handbook - Personal Fiduciary Services
TH 16005/2010Introduction to Individual Retirement Accounts02/14/2014Replaced4 by Comptroller's Handbook - Retirement Plan Products and Services
TH 20007/2001Introduction to Management01/06/2012Replaced4 by Comptroller's Handbook - Asset Management
TH 21007/2001Management Appraisal01/06/2012Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 22007/2001Risk Management01/06/2012Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 30007/2001Introduction to Operations and Internal Controls01/06/2012Replaced4 by Comptroller's Handbook - Operations and Controls
TH 40007/2001Introduction to Audits01/06/2012Replaced4 by Comptroller's Handbook - Internal and External Audits
TH 50007/2001Introduction to Information Technology01/06/2012Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 60007/2001Introduction to Earnings01/06/2012Replaced4 by Comptroller's Handbook - Community Bank Supervision.
TH 70007/2001Introduction to Compliance01/06/2012Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 71007/2001Introduction to Conflicts of Interest01/06/2012Replaced4 by Comptroller's Handbook - Conflicts of Interest
TH 72007/2001Introduction to Personal and Court Accounts01/06/2012Replaced4 by Comptroller's Handbook - Personal Fiduciary Services
TH 73007/2001Introduction to Employee Benefit Accounts01/06/2012Replaced4 by Comptroller's Handbook - Retirement Plan Services
TH 74007/2001Introduction to Private Banking01/06/2012Outdated1
TH 75007/2001Introduction to Corporate Trust01/06/2012Outdated1
TH 80007/2001Introduction to Asset Management01/06/2012Replaced4 by Comptroller's Handbook - Asset Management
TH 81007/2001Introduction to Portfolio Management01/06/2012Replaced4 by Comptroller's Handbook - Asset Management
TH 82007/2001Introduction to Marketable Securities01/06/2012Replaced4 by Comptroller's Handbook - Asset Management
TH 83007/2001Introduction to Mutual Funds01/06/2012Replaced4 by Comptroller's Handbook - Asset Management
TH 84007/2001Introduction to Closely Held Business Interests01/06/2012Outdated1
TH 85007/2001Introduction to Real Estate Investments01/06/2012Replaced4 by Comptroller's Handbook - Asset Management
TH 86007/2001Introduction to Miscellaneous Assets01/06/2012Replaced4 by Comptroller's Handbook - Asset Management
TH 87007/2001Introduction to Insurance Products01/06/2012Replaced4 by Comptroller's Handbook - Asset Management
TH 88007/2001Introduction to Common and Collective Funds01/06/2012Replaced4 by Comptroller's Handbook - Collective Investment Funds

The reason each document is rescinded is noted as one of the following:

1 Outdated – The document is no longer needed. Any attachments to the document are rescinded only as they relate to national banks and federal savings associations.

2 Duplicative – The document transmitted interagency guidance that was issued jointly with the OCC. The rescission applies to the transmitting document only and not the attached interagency guidance. Thrifts are directed to use the OCC-issued document.

3 Conveyance – The document is a cover letter that merely conveyed another document. The rescission does not change the applicability of the conveyed document. To determine the applicability of the conveyed document, please refer to the original issuer of the document.

4 Replaced – The document and any attachments are superseded by OCC guidance.