Asset Management is the business of providing financial products or services to a customer for a fee or commission. National banks engaged in asset management activities are exposed to many risk factors and must effectively identify, measure, control, and monitor risks.

In This Section:

• Collective Investment Funds
• Conflicts of Interest
• Corporate Trust
• Custody Services and Securities Lending
• Employee Benefits and Retirement Plan Services
• Gramm-Leach-Bliley Act (GLBA), Regulation R, and Retail Nondeposit Investment Sales
• Personal Fiduciary Services
• Traditional and Alternative Investment Management Services
• Trust Operations
• General References

Asset Management Issuances

• Handbooks
• Laws and Regulations
• OCC Bulletins
• Banking Circulars
• Trust Banking Circulars
• Interpretive Letters
• Other References