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BankNet

BankNet
More resources for national banks

Trading

Buyers and sellers in financial markets trade financial instruments such as bonds, equities, international currencies, and derivatives.

Although regulations and best practices guide financial market transactions, these transactions entail a certain degree of risk. The OCC provides guidance and resources for national banks trading in financial markets.

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Related News and Issuances
Publish DateIdentifierTitle
03/18/2015  NR 2015-37, Comptroller of the Currency Issues Statement Regarding Bank Investment in the Municipal Securities Market
10/09/2014  NR 2014-134, OCC Reports Second Quarter Trading Revenue of $6.4 Billion
04/19/2012  NR 2012-64, Volcker Rule Conformance Period Clarified