Spencer W. Doak
Director for Bank Secrecy Act/Anti-Money Laundering Compliance Policy
Spencer W. Doak is the Director for Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Compliance Policy at the Office of the Comptroller of the Currency (OCC).
In this role, Mr. Doak directs policy related to BSA/AML and counter-financing of terrorism for OCC examiners and supervised banks. Prior to this role, Mr. Doak served as the OCC’s Large Bank Supervision Compliance Lead Expert, with responsibilities for BSA/AML, as well as consumer protection laws and regulations.
Mr. Doak also held positions at the OCC as a BSA/AML Compliance Policy Specialist and as a regional Compliance Lead Expert. He joined the OCC from the industry in 1992, initially as a safety and soundness examiner.