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Resources for bankers

Financial Markets

Financial Markets include any place or system that provides buyers and sellers the means to trade financial instruments, including bonds, equities, the various international currencies, and derivatives. Financial markets facilitate the interaction between those who need capital with those who have capital to invest. In addition to making it possible to raise capital, financial markets allow participants to transfer risk (generally through derivatives) and promote commerce.

Although regulations and best practices guide financial market transactions, these transactions entail a certain degree of risk. The OCC provides guidance and resources for national banks engaged in financial market activities.

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Related News and Issuances
Publish DateIdentifierTitle
03/23/2017  NR 2017-34, OCC Reports Fourth Quarter 2016 Bank Trading Revenue Increased to $6 Billion
01/04/2017  NR 2017-1, OCC Reports Bank Trading Revenue Fell in the Third Quarter 2016
10/04/2016  NR 2016-122, OCC Reports Bank Trading Revenue Increased in the Second Quarter 2016