Buyers and sellers in financial markets trade financial instruments such as bonds, equities, international currencies, and derivatives.
Although regulations and best practices guide financial market transactions, these transactions entail a certain degree of risk. The OCC provides guidance and resources for national banks trading in financial markets.
In This Section
|02/25/2019||OCC 2019-9,||Volcker Rule: Notice of Proposed Rulemaking|
|12/21/2018||NR 2018-144,||Agencies Invite Comment on a Proposal to Exclude Community Banks from the Volcker Rule|
|09/04/2018||NR 2018-90,||Agencies Extend Comment Period for Proposed Rule Simplifying and Tailoring the “Volcker Rule”|