OCC BULLETIN 2014-3
Subject: Retirement Plan Products and Services
Date: February 12, 2014
To: Chief Executive Officers and Asset Management Personnel of All National Banks and Federal Savings Associations, Department and Division Heads, All Examining Personnel, and Other Interested Parties
Description: Comptroller's Handbook Revisions and Rescissions
The Office of the Comptroller of the Currency (OCC) issued today the “Retirement Plan Products and Services” booklet of the Comptroller’s Handbook. This updated booklet replaces a similarly titled booklet issued in December 2007.
This booklet provides updated guidance to examiners and bankers on retirement plan products and services offered to customers of national banks and federal savings associations; explains the risks inherent in such products and services; and provides a framework for managing those risks.
Specifically, this booklet
With the issuance of the “Retirement Plan Products and Services” booklet, the following OCC guidance is made applicable to federal savings associations:
Note for Community Banks
This booklet applies to all banks that provide retirement plan products and services.
With the issuance of this booklet, the following publication has been rescinded:
For further information, contact Judi McCormick, Bank Examiner, Credit and Market Risk Division, at (202) 649-6415 or firstname.lastname@example.org or (202) 649-6360.
John C. Lyons Jr.