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News Release 2008-111 | September 22, 2008

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its website located at http://apps.occ.gov/EnforcementActions.

Cease and Desist Orders
No. Name / Bank / City Date
Arizona
2008-092 Union Bank, National Association, Gilbert 08/14/2008
Kansas
2008-093 First National Bank of Kansas, Overland Park 08/08/2008

Formal Agreements
No. Name / Bank / City Date
Colorado
2008-094 Native American Bank, National Association, Denver 08/18/2008
Iowa
2008-095 Community State Bank, National Association, Ankeny 07/30/2008
2008-096 First National Bank MidWest, Oskaloosa 07/28/2008
2008-097 The First National Bank of Farragut, Shenandoah 07/25/2008
Texas
2008-098 Texas Republic Bank, National Association, Frisco 08/14/2008
Wisconsin
2008-099 First National Bank and Trust, Barron 08/4/2008

Personal Cease and Desist Orders
No. Name / Bank / City Date
Missouri
2008-100 Lester Johnson, Douglass National Bank, Kansas City 08/14/2008
South Dakota
2008-101 Erin L. Novak, Wells Fargo Bank, National Association, Sioux Falls 08/13/2008
Tennessee
2008-102 Nichole K. Buendia, First Tennessee Bank National Association, Memphis 07/29/2008

Removal / Prohibition Orders
No. Name / Bank / City Date
Ohio
2008-103 Seyria T. Smith, Keybank National Association, Cleveland 08/20/2008
Virginia
2008-104 Jeffery Lester, Grundy National Bank, Grundy 07/29/2008

Restitution Orders
No. Name / Bank / City Date
Ohio
2008-103 Seyria T. Smith, Keybank National Association, Cleveland 08/20/2008

Terminations of Existing Enforcement Actions
No. Type / Name / Bank / City / Old EA# Date
New York
2008-105 FA, The Lyons National Bank, Lyons (EA# 2005-172) 07/2/2008
Texas
2008-016 FA, The Blanco National Bank, Blanco (EA# 2006-130) 08/4/2008

For copies, please call (202) 874-5043.

Media Contact

OCC Public Affairs
(202) 874-5770

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