WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.
| Cease and Desist Orders |
| No. |
Name/Bank/City |
Date |
| Arizona |
| 2009-166 |
Bank USA, National Association, Phoenix |
9/18/2009 |
| Ohio |
| 2009-167 |
American National Bank, Parma |
9/22/2009 |
| Oklahoma |
| 2009-168 |
First National Bank in Pawhuska, Pawhuska |
10/22/2009 |
| Texas |
| 2009-169 |
First National Bank of Jasper, Jasper |
10/8/2009 |
| Civil Money Penalty Orders |
| No. |
Name/Bank/City |
Date |
| Minnesota |
| 2009-170 |
John G. Kimball, Marshall Bank, National Association, Hallock |
10/5/2009 |
| Wisconsin |
| 2009-171 |
Charles J. Runde, First National Bank of Platteville, Platteville |
9/28/2009 |
| Formal Agreements |
| No. |
Name/Bank/City |
Date |
| Arkansas |
| 2009-172 |
The First National Bank of Wynne, Wynne |
10/6/2009 |
| Colorado |
| 2009-173 |
Evergreen National Bank, Evergreen |
10/27/2009 |
| Missouri |
| 2009-174 |
First Missouri National Bank, Brookfield |
10/22/2009 |
| New York |
| 2009-175 |
Modern Bank, National Association, New York |
10/27/2009 |
| Ohio |
| 2009-176 |
The Community National Bank, Franklin |
10/19/2009 |
| Pennsylvania |
| 2009-177 |
Eagle National Bank, Upper Darby |
10/15/2009 |
| South Carolina |
| 2009-178 |
Williamsburg First National Bank, Kingstree |
10/14/2009 |
| Personal Cease and Desist Orders |
| No. |
Name/Bank/City |
Date |
| Wisconsin |
| 2009-171 |
Charles J. Runde, First National Bank of Platteville, Platteville |
9/28/2009 |
| Prompt Corrective Action Directives |
| No. |
Name/Bank/City |
Date |
| Minnesota |
| 2009-179 |
Marshall Bank, National Association, Hallock |
9/30/2009 |
| Removal / Prohibition Orders |
| No. |
Name/Bank/City |
Date |
| Delaware |
| 2009-180 |
Abiola Afolabi, TD Bank, National Association, Wilmington |
10/2/2009 |
| Terminations of Existing Enforcement Actions |
| No. |
Type/Bank/City/Old EA# |
Date |
| Ohio |
| 2009-181 |
FA, The Community National Bank, Franklin (EA# 2007-105) |
10/19/2009 |
For copies, please call (202) 874-5043.
