News Release 2009-162 | December 18, 2009

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

The OCC has added a new category—"Notices Filed"—to the list of public enforcement actions. The "Notices Filed" category may include a "Notice of Charges," a "Notice of Civil Money Penalty Assessment," and/or a "Notice of Intent to Remove/Prohibit."

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Arkansas
2009-182 First National Bank of Crossett, Crossett 11/10/2009
Colorado
2009-183 Canon National Bank, Canon City 11/24/2009
2009-184 First National Bank of The Rockies, Grand Junction 11/15/2009
Florida
2009-185 Riverside National Bank of Florida, Fort Pierce 11/10/2009
2009-186 Independent National Bank, Ocala 11/14/2009
Georgia
2009-187 First National Bank of Griffin, Griffin 11/10/2009
Illinois
2009-188 Western Springs National Bank and Trust, Western Springs 11/19/2009
Minnesota
2009-189 Marshall Bank, National Association, Hallock 11/9/2009
South Carolina
2009-190 Beach First National Bank, Myrtle Beach 11/4/2009
Texas
2009-191 First Community Bank, National Association, Sugar Land 11/19/2009

Civil Money Penalty Orders
No. Name/Bank/City Date
Minnesota
2009-189 Marshall Bank, National Association, Hallock 11/9/2009
2009-192 Scott H. Anderson, Marshall Bank, National Association, Hallock 11/9/2009
2009-193 James F. Clifford, Marshall Bank, National Association, Hallock 11/9/2009
2009-194 John A. Fischer, Marshall Bank, National Association, Hallock 11/9/2009
Ohio
2009-195 1st National Bank, Lebanon 8/18/2009


Formal Agreements
No. Name/Bank/City Date
Illinois
2009-196 Cornerstone Bank & Trust, National Association, Carrollton 11/24/2009
2009-197 Centrust Bank, National Association, Northbrook 11/17/2009
2009-198 The First National Bank and Trust Company of Rochelle, Rochelle 11/17/2009
Indiana
2009-199 Bank of Indiana, National Association, Dana 11/6/2009
2009-200 First Bank Richmond, National Association, Richmond 10/26/2009
Iowa
2009-201 Heritage Bank, National Association, Holstein 10/30/2009
Nebraska
2009-202 First National Bank & Trust of Syracuse, Nebraska, Syracuse 11/2/2009


Notices Filed
No. Name/Bank/City Date
Ohio
N/A Eileen B. Fish, JPMorgan Chase Bank, National Association, Columbus 11/13/2009
Pennsylvania
N/A Louis A. DeNaples, First National Community Bank, Dunmore 11/24/2009

Removal / Prohibition Orders
No. Name/Bank/City Date
Mississippi
2009-203 Cynthia F. Henderson, Trustmark National Bank, Jackson 11/23/2009
New York
2009-204 Carmen Bell, United States Trust Company, National Association, New York 11/23/2009
Ohio
2009-205 Vicki W. Sickels, U.S. Bank National Association, Cincinnati 11/19/2009
2009-206 James Preston Bryan, JPMorgan Chase Bank, National Association, Columbus 11/17/2009
Pennsylvania
2009-207 Barbara B. Goodwin, Harleysville National Bank and Trust Company, Harleysville 11/9/2009

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Colorado
2009-208 FA, First National Bank of The Rockies, Grand Junction (EA# 2008-017) 11/6/2009
Florida
2009-185 FA, Riverside National Bank of Florida, Fort Pierce (EA# 2008-154) 11/10/2009
Georgia
2009-209 FA, First National Bank of Griffin, Griffin(EA# 2008-134) 11/10/2009
Oklahoma
2009-210 FA, Liberty National Bank, Lawton (EA# 2008-147) 11/5/2009
2009-211 FA, First National Bank in Pawhuska, Pawhuska (EA# 2008-92) 10/22/2009
South Carolina
2009-190 FA, Beach First National Bank, Myrtle Beach (EA# 2008-142) 11/4/2009

For copies, please call (202) 874-5043.

Media Contact

OCC Public Affairs
(202) 874-5770