News Release 2009-40 | April 17, 2009

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name / Bank / City Date
Florida
2009-114 The First National Bank of Florida, Milton 03/05/2009
Iowa
2009-034 The First National Bank of Logan, Logan 03/25/2009
Maryland
2009-035 Bay National Bank, Baltimore 02/06/2009
New York
2009-036 AMENDED, The Upstate National Bank, Lisbon 02/21/2009

Civil Money Penalty Orders
No. Name / Bank / City Date
Louisiana
2009-040 Kurt J. Dempster, First National Bank USA, Boutte 03/27/2009
Nebraska
2009-044 First National Bank of Omaha, Omaha 03/20/2009
New York
2009-037 Stephen Souky, NBT Bank, National Association, Norwich 03/20/2009

Formal Agreements
No. Name / Bank / City Date
Florida
2009-038 Florida Capital Bank, National Association, Jacksonville 03/26/2009
2009-039 Pacific National Bank, Miami 03/30/2009

Personal Cease and Desist Orders
No. Name / Bank / City Date
Louisiana
2009-040 Kurt J. Dempster, First National Bank USA, Boutte 03/27/2009
Minnesota
2009-041 David Duhn, First Integrity Bank, National Association, Staples 03/17/2009
New York
2009-037 Stephen Souky, NBT, National Association, Norwich 03/20/2009

Removal / Prohibition Orders
No. Name / Bank / City Date
Tennessee
2009-042 Janis Malone, Union Planters Bank, National, Memphis 03/17/2009

Restitution Orders
No. Name / Bank / City Date
Tennessee
2009-042 Janis Malone, Union Planters Bank, National Association, Memphis 03/17/2009

Terminations of Existing Enforcement Actions
No. Type / Name / Bank / City / Old EA# Date
Wisconsin
2009-043 FA, The First National Bank of Berlin, Berlin (EA# 2007-054) 03/30/2009
2009-043 FA, The First National Bank of Berlin, Berlin (EA# 2008-034) 03/30/2009

For copies, please call (202) 874-5043.

Media Contact

OCC Public Affairs
(202) 874-5770