Skip navigation
Ensuring a Safe and Sound Federal Banking System for All Americans Site Map | Text Size: S M L

NR 2012-41
Contact: (202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
2012-018Community West Bank, National Association, Goleta1/26/2012
2012-019Sovereign Bank, National Association, Wilmington1/26/2012
2012-020Liberty Savings Bank, F.S.B., Pottsville2/21/2012
2012-021Eagle National Bank, Upper Darby2/6/2012
South Dakota
2012-022Bank 360, Beresford2/13/2012
2012-023Associated Bank, National Association, Green Bay2/23/2012

Civil Money Penalty Orders
2012-024John Baer, The First National Bank in Tremont, Tremont2/21/2012
2012-025Connie Boyle, The First National Bank in Tremont, Tremont2/21/2012
2012-026Jerome Green, The First National Bank in Tremont, Tremont2/21/2012
2012-027Jim Shafer, The First National Bank in Tremont, Tremont2/21/2012
2012-028David Snider, The First National Bank in Tremont, Tremont2/21/2012
2012-029James Sommer, The First National Bank in Tremont, Tremont2/21/2012
2012-030Sherri Weer, The First National Bank in Tremont, Tremont2/21/2012
2012-031Charles Allphin, First National Bank, Hays2/1/2012
2012-032Michael McClellan, First National Bank, Hays2/7/2012
2012-033Kathlene Perrigo, First National Bank, Hays2/1/2012
2012-034Randy Schmidtberger, First National Bank, Hays2/7/2012
2012-035Alan States, First National Bank, Hays2/7/2012
2012-036Carolyn States, First National Bank, Hays2/7/2012

Formal Agreements
2012-037Mutual Federal Bank, Chicago2/17/2012
2012-038Lee County Bank & Trust, National Association, Fort Madison2/16/2012
North Carolina
2012-039Bank of America, National Association, Charlotte2/27/2012
2012-040JPMorgan Chase Bank, National Association, Columbus2/22/2012
South Dakota
2012-041Citibank, National Association, Sioux Falls2/24/2012
2012-042Wells Fargo Bank, National Association, Sioux Falls2/22/2012

Removal / Prohibition Orders
2012-043Cheryl Baccei, City National Bank, Los Angeles2/22/2012
2012-044Richard Rozhik, Sovereign Bank, Wilmington2/17/2012

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
2012-045FA, Credicard National Bank, Tucson (EA# 2009-082)1/23/2012
2012-046C&D, Edgewater Bank, St. Joseph (EA# CN 09-40)2/2/2012
2012-047FA, First National Bank in Mahnomen, Mahnomen (EA# 2011-069)2/8/2012
2012-048C&D, The First National Bank of Wayne, Wayne (EA# 2010-243)2/27/2012
New Mexico
2012-049FA, Bank of The Rio Grande National Association, Las Cruces (EA# 2010-056)2/8/2012
2012-021FA, Eagle National Bank, Upper Darby (EA# 2009-177)2/6/2012
2012-050C&D, Liberty Savings Bank, F.S.B., Pottsville (EA# NE 10-19)2/21/2012
South Dakota
2012-051C&D, Bank 360, Beresford (EA# CN 10-09)2/14/2012
# # #