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NR 2013-196
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OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Cease and Desist Orders
No. Name/Bank/City Date
California
2013-175 Broadway Federal Bank, F.S.B., Los Angeles 10/30/2013
Minnesota
2013-176 Landmark Community Bank, National Association, Isanti 11/21/2013
Oklahoma
2013-177 Liberty FSB, Enid 11/15/2013

Civil Money Penalty Orders
No. Name/Bank/City Date
Alabama
2013-178 Stephen D. Findley, Noble Bank & Trust, National Association, Anniston 11/12/2013
Illinois
2013-179 Edward J. McConville, National Bank of Earlville, Earlville 11/8/2013
Tennessee
2013-180 James Allen Wells, FSGBank, National Association, Chattanooga 10/24/2013

Formal Agreements
No. Name/Bank/City Date
Missouri
2013-181 Jack Henry & Associates, Inc., Monett 12/4/2013

Personal Cease and Desist Orders
No. Name/Bank/City Date
Missouri
2013-182 Carol Carlos, First National Bank, Camdenton 11/12/2013
Tennessee
2013-180 James Alan Wells, FSGBank, National Association, Chattanooga 10/24/2013

Removal / Prohibition Orders
No. Name/Bank/City Date
Alabama
2013-178 Stephen D. Findley, Noble Bank & Trust, National Association, Anniston 11/12/2013

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Arkansas
2013-183 C&D, United Bank, Springdale (EA# 2012-091) 10/30/2013
California
2013-175 C&D, Broadway Federal Bank, F.S.B., Los Angeles (EA# WN-10-025) 10/30/2013
2013-184 C&D, Tomatobank, National Association, Diamond Bar, (EA# 2008-149) 11/4/2013
2013-185 C&D, Santa Clara Valley Bank, National Association, Santa Paula (EA# 2010-208) 11/12/2013
Indiana
2013-186 FA, Lafayette Savings Bank, F.S.B., Lafayette (EA# SA) 11/14/2013
Minnesota
2013-176 FA, Landmark Community Bank, National Association, Isanti (EA# 2008-084) 11/21/2013
Nebraska
2013-187 C&D, Lincoln FSB of Nebraska, Lincoln (EA# 2011-177) 11/8/2013
Oklahoma
2013-177 C&D, Liberty FSB, Enid (EA# WN 10-009) 11/15/2013
2013-177 PCAD, Liberty FSB, Enid (EA# WN 10-037) 11/15/2013
Pennsylvania
2013-188 FA, The First National Bank of Mercersburg, Mercersburg (EA# 2010-229) 9/11/2013
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