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NR 2014-60
FOR IMMEDIATE RELEASE
April 18, 2014
Contact: (202) 649-6870
OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
| Cease and Desist Orders |
| No. |
Name/Bank/City |
Date |
| California |
| 2014-029 |
OneWest Bank, National Association, Pasadena |
3/11/2014 |
| Delaware |
| 2014-027 |
Fia Card Services, National Association, Wilmington |
4/7/2014 |
| Maryland |
| 2014-030 |
Eastern Savings Bank, FSB, Hunt Valley |
3/31/2014 |
| North Carolina |
| 2014-027 |
Bank of America, National Association, Charlotte |
4/7/2014 |
| Washington |
| 2014-031 |
Eastside Commercial Bank, National Association, Bellevue |
3/20/2014 |
| Civil Money Penalty Orders |
| No. |
Name/Bank/City |
Date |
| Delaware |
| 2014-028 |
Fia Card Services, National Association, Wilmington |
4/7/2014 |
| New Jersey |
| 2014-032 |
Douglas Cestone, Fort Lee Federal Savings Bank, FSB, Fort Lee |
3/26/2014 |
| 2014-033 |
Paul Oesterle, Fort Lee Federal Savings Bank, FSB, Fort Lee |
3/26/2014 |
| North Carolina |
| 2014-028 |
Bank of America, National Association, Charlotte |
4/7/2014 |
| Formal Agreements |
| No. |
Name/Bank/City |
Date |
| New York |
| 2014-034 |
Community Federal Savings Bank, Woodhaven |
2/6/2014 |
| Prompt Corrective Action Directives |
| No. |
Name/Bank/City |
Date |
| Wisconsin |
| 2014-035 |
Guaranty Bank, Milwaukee |
4/1/2014 |
| Removal / Prohibition Orders |
| No. |
Name/Bank/City |
Date |
| Oklahoma |
| 2014-036 |
W.A. Moore, The First National Bank of Davis, Davis |
3/24/2014 |
| Texas |
| 2014-037 |
Edna E. Sepulveda, Inter National Bank, McAllen |
2/19/2014 |
| Restitution Orders |
| No. |
Name/Bank/City |
Date |
| Delaware |
| 2014-027 |
Fia Card Services, National Association, Wilmington |
4/7/2014 |
| North Carolina |
| 2014-027 |
Bank of America, National Association, Charlotte |
4/7/2014 |
| Terminations of Existing Enforcement Actions |
| No. |
Type/Bank/City/Old EA# |
Date |
| Colorado |
| 2014-038 |
C&D, Pikes Peak National Bank, Colorado Springs (EA# 2010-070) |
4/1/2014 |
| Florida |
| 2014-039 |
C&D, Landmark Bank, National Association, Fort Lauderdale (EA# 2011-147) |
2/28/2014 |
| Illinois |
| 2014-040 |
FA, Central FS & LA of Chicago, Chicago (EA# 2012-136) |
3/27/2014 |
| 2014-041 |
FA, First Federal Savings Bank, Ottawa (EA# 2012-137) |
3/19/2014 |
| Kentucky |
| 2014-042 |
C&D, The Farmers National Bank of Cynthiana, Cynthiana (EA# 2012-186) |
3/18/2014 |
| Maryland |
| 2014-030 |
C&D, Eastern Savings Bank, FSB, Hunt Valley (EA# SE 09-015) |
3/31/2014 |
| New York |
| 2014-043 |
C&D, The Upstate National Bank, Lisbon (EA# 2009-036) |
2/26/2014 |
| Pennsylvania |
| 2014-044 |
C&D, Phoenixville Federal Bank and Trust, Phoenixville (EA# NE 10-36) |
3/6/2014 |
| Tennessee |
| 2014-045 |
C&D, FSGBank, National Association, Chattanooga (EA# 2010-106) |
3/10/2014 |
| 2014-046 |
C&D, Southwestern National Bank, Houston (EA# 2011-056) |
3/13/2014 |
| Washington |
| 2014-031 |
CD, Eastside Commercial Bank, National Association, Bellevue (EA# 2009-213) |
3/20/2014 |
| 2014-031 |
FA, Eastside Commercial Bank, National Association, Bellevue (EA# 2009-073) |
3/20/2014 |
| Wisconsin |
| 2014-047 |
C&D, Associated Bank, National Association, Green Bay (EA# 2012-023) |
3/11/2014 |
| 2014-048 |
FA, The First National Bank of Hartford, Hartford (EA# 2013-049) |
2/26/2014 |
| 2014-049 |
C&D, Anchorbank,fsb, Madison (EA# CN 09-17) |
4/2/2014 |
| 2014-049 |
PCAD, Anchorbank,fsb, Madison (EA# CN 10-31) |
4/2/2014 |
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2014
