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NR 2018-63
Contact: (202) 649-6870

OCC Enforcement Actions and Terminations for June 2018

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current final actions by selecting the enforcement action below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
New York
2018-035 Bank of China, New York 4/24/2018

Civil Money Penalty Orders
No. Name/Bank/City Date
Illinois
2018-036 Stacy Folkers, Barrington Bank & Trust Company, National Association, Barrington 5/22/2018
Nebraska
2018-037 Justin D. Schwartz, Nebraskaland National Bank, North Platte 5/22/2018
New York
2018-038 Bank of China, New York 4/24/2018

Personal Cease and Desist Orders
No. Name/Bank/City Date
Illinois
2018-036 Stacy Folkers, Barrington Bank & Trust Company, National Association, Barrington 5/22/2018

Removal / Prohibition Orders
No. Name/Bank/City Date
Delaware
2018-039 Tyra L. Holmes, PNC Bank, National Association, Wilmington 5/25/2018
2018-040 Meghan N. McComb, PNC Bank, National Association, Wilmington 5/25/2018
2018-041 Michael Trujillo, Santander Bank, National Association, Wilmington 5/1/2018
Nebraska
2018-037 Justin D. Schwartz, Nebraskaland National Bank, North Platte 5/22/2018
2018-042 Keith McCormick, Security National Bank of Omaha, Omaha 5/30/2018

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
New York
2018-043 FA, Bank of China, New York (EA# 2015-147) 4/24/2018
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