June 21, 2019
OCC Enforcement Actions and Terminations
WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
|N19-005||Walter F. Mills, Santander Bank, National Association, Wilmington||5/20/2019|
|N19-004||Stephen M. Calk, The Federal Savings Bank, Chicago||5/24/2019|
|Removal / Prohibition Orders|
|2019-025||Troy D. Fabon, JPMorgan Chase Bank, National Association, Columbus||5/16/2019|
|2019-026||Kimberly Mertz, Wells Fargo Bank, National Association, Sioux Falls||5/16/2019|
|Terminations of Existing Enforcement Actions|
|2019-028||C&D, JPMorgan Bank and Trust Company, National Association, San Francisco (EA# 2013-002)||5/24/2019|
|2019-028||C&D, Chase Bank USA, National Association, Newark (EA# 2013-002)||5/24/2019|
|2019-027||C&D, UMB Bank, National Association, Kansas City (EA# 2017-052)||4/24/2019|
|2019-028||C&D, JPMorgan Chase Bank, National Association, Columbus (EA# 2013-002)||5/24/2019|