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NR 2011-6
Contact: (202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Alabama
2010-240 Alabama Trust Bank, National Association, Sylacauga 12/17/2010
Illinois
2010-241 First National Bank of Brookfield, Brookfield 12/9/2010
Kansas
2010-242 Armed Forces Bank, National Association, Ft. Leavenworth 12/14/2010
Nebraska
2010-243 The First National Bank of Wayne, Wayne 12/8/2010
New Jersey
2010-244 City National Bank of New Jersey, Newark 12/22/2010
South Carolina
2010-245 Provident Community Bank, National Association, Rock Hill 12/23/2010

Civil Money Penalty Orders
No. Name/Bank/City Date
Alabama
2010-246 Harold A. Dickson, Jr., Alabama Trust Bank, National Association, Sylacauga 12/16/2010

Formal Agreements
No. Name/Bank/City Date
Nebraska
2010-247 Amfirst Bank, National Association, McCook 12/15/2010
New York
2010-248 Intervest National Bank, New York 12/9/2010

Personal Cease and Desist Orders
No. Name/Bank/City Date
Ohio
2010-249 Kyle Bryant, JPMorgan Chase Bank, National Association, Columbus 11/29/2010

Removal / Prohibition Orders
No. Name/Bank/City Date
Alabama
2010-246 Harold A. Dickson, Jr., Alabama Trust Bank, National Association, Sylacauga 12/16/2010

Restitution Orders
No. Name/Bank/City Date
Alabama
2010-246 Harold A. Dickson, Jr., Alabama Trust Bank, National Association, Sylacauga 12/16/2010
Terminations of Existing Enforcement Actions
No. Name/Bank/City/Old EA# Date
Alabama
2010-240 FA, Alabama Trust Bank, National Association, Sylacauga (EA# 2009-081) 12/17/2010
Georgia
2010-250 FA, Albany Bank & Trust, National Association, Albany (EA# 2006-88) 12/20/2010
Illinois
2010-241 FA, First National Bank of Brookfield, Brookfield (EA# 2008-114) 12/9/2010
Kansas
2010-242 C&D, Armed Forces Bank, National Association, Ft. Leavenworth (EA# 2010-100) 12/14/2010
Nebraska
2010-251 FA, The First National Bank of Wayne, Wayne (EA# 2008-139) 12/20/2010
New Jersey
2010-244 FA, City National Bank of New Jersey, Newark (EA# 2009-110) 12/22/2010
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