November 20, 2015
OCC Enforcement Actions and Terminations for November 2015
WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
|Cease and Desist Orders|
|2015-113||U.S. Bank National Association, Cincinnati||10/23/2015|
|Civil Money Penalty Orders|
|2015-121||Rory Brown, Lydian Private Bank, Palm Beach||10/6/2015|
|Personal Cease and Desist Orders|
|2015-114||Nick Vigil, Valley National Bank, Espanola||10/29/2015|
|Terminations of Existing Enforcement Actions|
|2015-115||FA, Severn Savings Bank, FSB, Annapolis (EA# 2013-047)||10/15/2015|
|2015-116||C&D, North American SB, FSB, Grandview (EA# 2013-010)||10/14/2015|
|2015-117||C&D, TIAA-CREF Trust Company FSB, St. Louis (EA# 2013-071)||10/9/2015|
|2015-118||FA, Quontic Bank, Astoria (EA# 2014-102)||9/24/2015|
|2015-119||C&D, Banco Bradesco S.A., New York (EA# 2015-003)||10/28/2015|
|2015-120||C&D, Summit National Bank, Hulett (EA# 2012-128)||10/8/2015|