Personal Fiduciary Services

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Personal Fiduciary Activities (Comptroller's Handbook, February 2015)
Provides an overview of personal fiduciary services, their associated risks, and a framework for managing them

References

• OCC Bulletin 2023-17, Third-Party Relationships: Interagency Guidance on Risk Management (June 06, 2023)
• OCC Bulletin 2015-12, Personal Fiduciary Activities: Revised Comptroller's Handbook Booklet (February 10, 2015)
• OCC Bulletin 2011-12, Sound Practices for Model Risk Management: Supervisory Guidance on Model Risk Management (April 4, 2011)
• OCC Bulletin 2010-24, Incentive Compensation: Interagency Guidance on Sound Incentive Compensation Policies (June 30, 2010)
• OCC Bulletin 2008-10, Fiduciary Activities of National Banks: Annual Reviews of Fiduciary Accounts Pursuant to 12 CFR 9.6(c) (March 27, 2008)
• OCC Advisory Letter 2004-9, Electronic Record Keeping (June 21, 2004)
• OCC Bulletin 1997-22, Fiduciary Activities of National Banks, Questions and Answers 12 CFR 9 (May 15, 1997)